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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QIWI
3751
PUT
DELISTED
QIWI PLC
QIWI
– –
-90,000
Closed -$1.32M
TAT
3752
DELISTED
TransAtlantic Petroleum LTD.
TAT
– –
-112,295
Closed -$137K
UN
3753
DELISTED
Unilever NV New York Registry Shares
UN
– –
-143,220
Closed -$6.6M
WLH
3754
DELISTED
WILLIAM LYON HOMES
WLH
– –
-10,700
Closed -$198K
NAVG
3755
DELISTED
Navigators Group Inc
NAVG
– –
-4,272
Closed -$207K
STLRU
3756
DELISTED
Stellar Acquisition III Inc. Units
STLRU
– –
-205,000
Closed -$2.04M
DMTX
3757
DELISTED
Dimension Therapeutics, Inc
DMTX
– –
-13,297
Closed -$106K
SPLS
3758
PUT
DELISTED
Staples Inc
SPLS
– –
-30,000
Closed -$257K
QUNR
3759
DELISTED
Qunar Cayman Islands Limited
QUNR
– –
-12,750
Closed -$379K
LNKD
3760
CALL
DELISTED
LinkedIn Corporation
LNKD
– –
-54,600
Closed -$10.4M
LNKD
3761
DELISTED
LinkedIn Corporation
LNKD
– –
-1,687,934
Closed -$323M
LNKD
3762
PUT
DELISTED
LinkedIn Corporation
LNKD
– –
-86,000
Closed -$16.4M
LXK
3763
CALL
DELISTED
Lexmark Intl Inc
LXK
– –
-15,600
Closed -$623K
LXK
3764
DELISTED
Lexmark Intl Inc
LXK
– –
-474,338
Closed -$19M
SCTY
3765
CALL
DELISTED
SolarCity Corporation
SCTY
– –
-12,300
Closed -$241K
SCTY
3766
DELISTED
SolarCity Corporation
SCTY
– –
-14,624
Closed -$286K
SCTY
3767
PUT
DELISTED
SolarCity Corporation
SCTY
– –
-15,300
Closed -$299K
MWW
3768
DELISTED
Monster Worldwide Inc
MWW
– –
-3,095,303
Closed -$11.2M
RPTP
3769
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-931,488
Closed -$8.36M
MACQU
3770
DELISTED
M I Acquisitions, Inc. Unit
MACQU
– –
-205,000
Closed -$2.05M
IMS
3771
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
– –
-357,910
Closed -$11.2M
DNY
3772
DELISTED
DONNELLEY R R & SONS CO
DNY
– –
-820,807
Closed -$12.9M
147 148 149 150
151

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.