David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.89% |
| 2 | Technology | 13.97% |
| 3 | Consumer Discretionary | 9.19% |
| 4 | Financials | 7.48% |
| 5 | Healthcare | 7.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
REGI
3726
PUT
DELISTED
Renewable Energy Group, Inc.
REGI
| $1.07M | ﹤0.01% |
25,200
| – | – |
|
3727
ProPetro Holding
PUMP
$1.37B
| $1.06M | ﹤0.01% |
131,479
+23,944
| +22% | +$218K |
|
3728
CALL
Interactive Brokers
IBKR
$43.7B
| $1.06M | ﹤0.01% |
53,600
-106,000
| -66% | -$1.97M |
|
|
LOMA
3729
Loma Negra
LOMA
$1.13B
| $1.06M | ﹤0.01% |
159,431
-50,783
| -24% | -$336K |
|
|
NGM
3730
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $1.06M | ﹤0.01% |
60,031
+14,953
| +33% | +$287K |
|
3731
Biglari Holdings Class B
BH
$1.21B
| $1.06M | ﹤0.01% |
7,448
+70
| +0.9% | +$10.9K |
|
3732
Sotera Health
SHC
$5.56B
| $1.06M | ﹤0.01% |
44,959
-76,518
| -63% | -$1.83M |
|
3733
PUT
Aspen Aerogels
ASPN
$434M
| $1.06M | ﹤0.01% |
+21,200
| New | +$1.12M |
|
|
ARYE
3734
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
| $1.06M | ﹤0.01% |
108,963
+80,661
| +285% | +$791K |
|
|
ELVT
3735
DELISTED
Elevate Credit, Inc.
ELVT
| $1.06M | ﹤0.01% |
355,451
+8,777
| +3% | +$29.8K |
|
|
RTL
3736
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $1.05M | ﹤0.01% |
115,546
+62,218
| +117% | +$528K |
|
|
AGRX
3737
DELISTED
Agile Therapeutics
AGRX
| $1.05M | ﹤0.01% |
1,081
+920
| +571% | +$1.3M |
|
3738
Crocs
CROX
$5.83B
| $1.05M | ﹤0.01% |
8,219
-254,773
| -97% | -$39.2M |
|
3739
PUT
Voya Financial
VOYA
$9.16B
| $1.05M | ﹤0.01% |
15,900
| – | – |
|
|
ONEM
3740
PUT
DELISTED
1Life Healthcare
ONEM
| $1.05M | ﹤0.01% |
60,000
-46,400
| -44% | -$900K |
|
|
TBHC
3741
DELISTED
The Brand House Collective
TBHC
| $1.05M | ﹤0.01% |
70,555
-297,326
| -81% | -$6.13M |
|
3742
EXL Service
EXLS
$5.79B
| $1.05M | ﹤0.01% |
36,325
-8,070
| -18% | -$212K |
|
|
COOP
3743
CALL
DELISTED
Mr. Cooper
COOP
| $1.05M | ﹤0.01% |
+25,200
| New | +$1.06M |
|
3744
AGNC Investment
AGNC
$13B
| $1.05M | ﹤0.01% |
69,623
+56,252
| +421% | +$891K |
|
3745
Alaunos Therapeutics
TCRT
$4.22M
| $1.05M | ﹤0.01% |
6,403
+1,268
| +25% | +$279K |
|
3746
Marten Transport
MRTN
$1.18B
| $1.05M | ﹤0.01% |
60,955
+37,489
| +160% | +$620K |
|
3747
Carvana
CVNA
$53.3B
| $1.04M | ﹤0.01% |
22,500
-1,674,525
| -99% | -$92.1M |
|
3748
CALL
Ameresco
AMRC
$1.22B
| $1.04M | ﹤0.01% |
+12,800
| New | +$1.02M |
|
|
XNET
3749
Xunlei
XNET
$319M
| $1.04M | ﹤0.01% |
518,679
+56,491
| +12% | +$148K |
|
|
ONTF
3750
PUT
DELISTED
ON24
ONTF
| $1.04M | ﹤0.01% |
+60,000
| New | +$1.07M |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.