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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHI
3726
PUT
DELISTED
Baker Hughes
BHI
– –
-21,800
Closed -$1.19M
ALJ
3727
DELISTED
Alon USA Energy Inc
ALJ
– –
-356,848
Closed -$4.75M
XCO
3728
DELISTED
Exco Resources
XCO
– –
-155,307
Closed -$412K
GGP
3729
DELISTED
GGP Inc.
GGP
– –
-64,880
Closed -$1.53M
PTX
3730
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-12,609
Closed -$51K
FMSA
3731
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
– –
-141,322
Closed -$551K
TACO
3732
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-15,978
Closed -$220K
RAS
3733
DELISTED
RAIT Financial Trust
RAS
– –
-16,518
Closed -$36K
AWH
3734
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-464,999
Closed -$24.6M
SIVB
3735
CALL
DELISTED
SVB Financial Group
SIVB
– –
-5,500
Closed -$967K
SIVB
3736
PUT
DELISTED
SVB Financial Group
SIVB
– –
-10,000
Closed -$1.76M
REV
3737
DELISTED
Revlon, Inc.
REV
– –
-9,275
Closed -$179K
UFS
3738
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-45,662
Closed -$1.75M
ORBC
3739
DELISTED
ORBCOMM, Inc.
ORBC
– –
-10,178
Closed -$115K
CKH
3740
CALL
DELISTED
Seacor Holdings Inc.
CKH
– –
-10,340
Closed -$343K
CY
3741
DELISTED
Cypress Semiconductor
CY
– –
-54,529
Closed -$763K
GG
3742
CALL
DELISTED
Goldcorp Inc
GG
– –
-19,400
Closed -$250K
NSU
3743
DELISTED
Nevsun Resources Ltd.
NSU
– –
-39,380
Closed -$95K
SPLS
3744
DELISTED
Staples Inc
SPLS
– –
-84,471
Closed -$851K
NADL
3745
DELISTED
North Atlantic Drilling Ltd
NADL
– –
-30,529
Closed -$41K
NORD
3746
DELISTED
Nord Anglia Education, Inc.
NORD
– –
-1,029,683
Closed -$33.5M
FCH
3747
DELISTED
Felcor Lodging Trust
FCH
– –
-13,542
Closed -$98K
GXP.PRB.CL
3748
DELISTED
Great Plains Energy Incorporated
GXP.PRB.CL
– –
-375,000
Closed -$19.9M
SSRI
3749
CALL
DELISTED
Silver Standard Resources
SSRI
– –
-100,000
Closed -$971K
SSRI
3750
DELISTED
Silver Standard Resources
SSRI
– –
-532,152
Closed -$5.17M
147 148 149
150
151

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.