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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLOX
3726
DELISTED
Infoblox Inc
BLOX
– –
-155,062
Closed -$4.09M
FLTX
3727
DELISTED
Fleetmatics Group PLC
FLTX
– –
-69,090
Closed -$4.14M
RSTI
3728
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-30,643
Closed -$986K
CPHD
3729
DELISTED
Cepheid Inc
CPHD
– –
-41,517
Closed -$2.19M
N
3730
DELISTED
Netsuite Inc
N
– –
-140,027
Closed -$15.5M
RAX
3731
CALL
DELISTED
Rackspace Hosting Inc
RAX
– –
-30,000
Closed -$951K
RAX
3732
DELISTED
Rackspace Hosting Inc
RAX
– –
-607,707
Closed -$19.3M
SGI
3733
DELISTED
Silicon Graphics Intl.
SGI
– –
-14,739
Closed -$113K
PSG
3734
DELISTED
Performance Sports Group Ltd.
PSG
– –
-62,059
Closed -$252K
PGND
3735
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
– –
-14,228
Closed -$575K
ITC
3736
DELISTED
ITC HOLDINGS CORP
ITC
– –
-701,791
Closed -$32.6M
SKUL
3737
DELISTED
SKULLCANDY INC
SKUL
– –
-73,943
Closed -$469K
EPIQ
3738
DELISTED
EPIQ SYSTEMS INC
EPIQ
– –
-71,521
Closed -$1.18M
CRC
3739
CALL
DELISTED
California Resources Corporation
CRC
– –
-50,000
Closed -$625K
UNIS
3740
DELISTED
Unilife Corporation
UNIS
– –
-16,205
Closed -$34K
DCT
3741
DELISTED
DCT Industrial Trust Inc.
DCT
– –
-33,192
Closed -$1.61M
STRZA
3742
DELISTED
Starz - Series A
STRZA
– –
-37,663
Closed -$1.18M
RXII
3743
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-10,097
Closed -$4K
CAVM
3744
PUT
DELISTED
Cavium, Inc.
CAVM
– –
-40,300
Closed -$2.35M
XL
3745
DELISTED
XL Group Ltd.
XL
– –
-343,398
Closed -$11.5M
ATVI
3746
DELISTED
Activision Blizzard
ATVI
– –
-7,464
Closed -$298K
DTSI
3747
DELISTED
DTS, Inc.
DTSI
– –
-16,423
Closed -$699K
EBIX
3748
CALL
DELISTED
Ebix Inc
EBIX
– –
-24,600
Closed -$1.4M
SBNY
3749
DELISTED
Signature Bank
SBNY
– –
-23,368
Closed -$2.77M
QIWI
3750
DELISTED
QIWI PLC
QIWI
– –
-26,431
Closed -$387K
147 148 149
150
151

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.