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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAG icon
3701
Penske Automotive Group
PAG
$14.3B
$1.1M ﹤0.01%
10,221
+166
+2% +$17.4K
RICK icon
3702
RCI Hospitality Holdings
RICK
$226M
$1.1M ﹤0.01%
14,068
+8,906
+173% +$620K
SHLS icon
3703
Shoals Technologies Group
SHLS
$1.25B
$1.1M ﹤0.01%
45,113
+21,080
+88% +$606K
SPPI
3704
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.1M ﹤0.01%
862,637
+610,012
+241% +$1.09M
HNST icon
3705
The Honest Company
HNST
$618M
$1.09M ﹤0.01%
+135,008
New +$1.19M
SLG icon
3706
PUT
SL Green Realty
SLG
$4.1B
$1.09M ﹤0.01%
14,749
-451
-3% -$33.2K
UIS icon
3707
PUT
Unisys
UIS
$198M
$1.09M ﹤0.01%
53,000
– –
ICFI icon
3708
ICF International
ICFI
$1.61B
$1.08M ﹤0.01%
10,541
+430
+4% +$43.3K
SYRE icon
3709
Spyre Therapeutics
SYRE
$8.25B
$1.08M ﹤0.01%
9,100
+7,960
+698% +$1.26M
GRUB
3710
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.08M ﹤0.01%
100,500
– –
GTH
3711
DELISTED
Genetron Holdings Limited ADS
GTH
$1.08M ﹤0.01%
59,007
+2,759
+5% +$91.4K
PKBO
3712
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$1.08M ﹤0.01%
110,806
+76,407
+222% +$747K
IIVI
3713
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$1.08M ﹤0.01%
+3,829
New +$1.01M
HAS icon
3714
PUT
Hasbro
HAS
$13.3B
$1.08M ﹤0.01%
10,600
– –
ERIE icon
3715
Erie Indemnity
ERIE
$13.6B
$1.08M ﹤0.01%
+5,584
New +$1.12M
RGTI icon
3716
Rigetti Computing
RGTI
$5.49B
$1.08M ﹤0.01%
104,543
-28,908
-22% -$302K
TWOU
3717
PUT
DELISTED
2U Inc
TWOU
$1.08M ﹤0.01%
1,787
+1,504
+531% +$1.2M
BRY
3718
DELISTED
Berry Corp
BRY
$1.07M ﹤0.01%
127,555
+60,551
+90% +$534K
KBH icon
3719
PUT
KB Home
KBH
$3.35B
$1.07M ﹤0.01%
24,000
– –
AWH
3720
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$1.07M ﹤0.01%
40,450
+22,129
+121% +$839K
NBIS
3721
PUT
Nebius Group N.V.
NBIS
$59.4B
$1.07M ﹤0.01%
17,700
-12,200
-41% -$899K
DSEY
3722
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$1.07M ﹤0.01%
80,451
+47,212
+142% +$704K
IVR icon
3723
Invesco Mortgage Capital
IVR
$799M
$1.07M ﹤0.01%
38,483
-3,797
-9% -$118K
RBC icon
3724
CALL
RBC Bearings
RBC
$16.1B
$1.07M ﹤0.01%
+5,300
New +$1.14M
RVP icon
3725
Retractable Technologies
RVP
$21.6M
$1.07M ﹤0.01%
154,147
-51,523
-25% -$445K
147 148
149
150 151

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.