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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
3701
CALL
PG&E
PCG
$40.2B
$717K ﹤0.01%
74,700
+38,400
+106% +$363K
GOOS
3702
CALL
Canada Goose Holdings
GOOS
$802M
$713K ﹤0.01%
20,000
– –
SOND
3703
DELISTED
Sonder
SOND
$713K ﹤0.01%
3,608
– –
POSH
3704
CALL
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$713K ﹤0.01%
+30,000
New +$961K
GRPN icon
3705
PUT
Groupon
GRPN
$781M
$712K ﹤0.01%
+31,200
New +$923K
GO icon
3706
PUT
Grocery Outlet
GO
$1.2B
$710K ﹤0.01%
+32,900
New +$946K
EYPT icon
3707
EyePoint Inc
EYPT
$432M
$709K ﹤0.01%
68,049
+13,715
+25% +$131K
KRYS icon
3708
Krystal Biotech
KRYS
$10.7B
$709K ﹤0.01%
13,571
+6,331
+87% +$375K
SBH icon
3709
Sally Beauty Holdings
SBH
$1.56B
$707K ﹤0.01%
41,993
-103,378
-71% -$1.97M
STRO icon
3710
Sutro Biopharma
STRO
$359M
$706K ﹤0.01%
3,739
+841
+29% +$160K
STRA icon
3711
PUT
Strategic Education
STRA
$1.88B
$705K ﹤0.01%
10,000
-13,500
-57% -$1.01M
BWA icon
3712
BorgWarner
BWA
$13.2B
$704K ﹤0.01%
18,496
-5,633
-23% -$224K
ROG icon
3713
Rogers Corp
ROG
$2.25B
$703K ﹤0.01%
3,769
-46
-1% -$9.05K
ZEV.WS
3714
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$700K ﹤0.01%
434,782
– –
JOUT icon
3715
Johnson Outdoors
JOUT
$480M
$699K ﹤0.01%
6,608
-2,166
-25% -$247K
CAMP
3716
DELISTED
CalAmp Corp.
CAMP
$698K ﹤0.01%
3,052
+84
+3% +$22.2K
RILY icon
3717
BRC Group Holdings
RILY
$283M
$697K ﹤0.01%
11,804
-49,835
-81% -$3.27M
HRTG icon
3718
Heritage Insurance Holdings
HRTG
$1.03B
$696K ﹤0.01%
102,203
+13,926
+16% +$100K
CERE
3719
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$696K ﹤0.01%
+23,581
New +$662K
BYRN icon
3720
Byrna Technologies
BYRN
$84.6M
$695K ﹤0.01%
31,787
+22,095
+228% +$547K
AMPE
3721
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$695K ﹤0.01%
1,395
+1,223
+711% +$567K
CBIO
3722
Crescent Biopharma
CBIO
$683M
$694K ﹤0.01%
3,168
+513
+19% +$109K
NSC icon
3723
PUT
Norfolk Southern
NSC
$79.4B
$694K ﹤0.01%
2,900
-2,000
-41% -$513K
CRBP icon
3724
Corbus Pharmaceuticals
CRBP
$214M
$692K ﹤0.01%
22,624
-1,224
-5% -$48.3K
BRSL
3725
Brightstar Lottery PLC
BRSL
$2.11B
$691K ﹤0.01%
26,242
-4,166
-14% -$88.3K
147 148
149
150 151

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.