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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARGX icon
3701
argenx
ARGX
$65B
– –
-1,242
Closed -$280K
ARQT icon
3702
Arcutis Biotherapeutics
ARQT
$3.15B
– –
-9,546
Closed -$289K
EFOR
3703
Everforth Inc
EFOR
$1.34B
– –
-37,552
Closed -$2.5M
ASH icon
3704
PUT
Ashland
ASH
$3.33B
– –
-15,100
Closed -$1.04M
ASIX icon
3705
PUT
AdvanSix
ASIX
$464M
– –
-90,000
Closed -$1.06M
ASUR icon
3706
Asure Software
ASUR
$252M
– –
-27,217
Closed -$175K
ATI icon
3707
PUT
ATI
ATI
$28.2B
– –
-18,900
Closed -$193K
AVAV icon
3708
AeroVironment
AVAV
$8.14B
– –
-3,947
Closed -$314K
AVB
3709
CALL
DELISTED
AvalonBay Communities
AVB
– –
-30,000
Closed -$4.64M
AVT icon
3710
PUT
Avnet
AVT
$7.27B
– –
-48,700
Closed -$1.36M
AVXL icon
3711
Anavex Life Sciences
AVXL
$300M
– –
-31,195
Closed -$153K
AWK icon
3712
CALL
American Water Works
AWK
$26.9B
– –
-10,000
Closed -$1.29M
AWR icon
3713
CALL
American States Water
AWR
$3.51B
– –
-2,600
Closed -$204K
AWR icon
3714
PUT
American States Water
AWR
$3.51B
– –
-10,000
Closed -$786K
AXDX
3715
DELISTED
Accelerate Diagnostics
AXDX
– –
-9,945
Closed -$1.51M
AXS icon
3716
AXIS Capital
AXS
$7.2B
– –
-299,368
Closed -$12.1M
AXTA icon
3717
PUT
Axalta
AXTA
$7.75B
– –
-125,000
Closed -$2.82M
AXTI icon
3718
AXT Inc
AXTI
$4.64B
– –
-33,186
Closed -$158K
AYI icon
3719
CALL
Acuity Brands
AYI
$10.3B
– –
-21,300
Closed -$2.04M
AYI icon
3720
PUT
Acuity Brands
AYI
$10.3B
– –
-3,100
Closed -$297K
AZN icon
3721
PUT
AstraZeneca
AZN
$257B
– –
-32,100
Closed -$3.4M
AZTA icon
3722
Azenta
AZTA
$1.64B
– –
-14,067
Closed -$622K
BANF icon
3723
BancFirst
BANF
$3.79B
– –
-18,386
Closed -$746K
BAP icon
3724
Credicorp
BAP
$30.1B
– –
-7,825
Closed -$1.01M
BCE icon
3725
BCE
BCE
$22.1B
– –
-676,476
Closed -$28.2M
147 148
149
150 151

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.