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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$72.6B
AUM Growth
+$7.53B
Cap. Flow
+$3.73B
Cap. Flow %
5.13%
Top 10 Hldgs %
9.55%
Holding
3,940
New
507
Increased
1,441
Reduced
1,273
Closed
394

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$434M
2
NFLX icon
Netflix
NFLX
+$301M
3
BABA icon
Alibaba
BABA
+$245M
4
VZ icon
Verizon
VZ
+$235M
5
TSLA icon
Tesla
TSLA
+$230M

Sector Composition

Rank Sector Weight
1 Technology 13.95%
2 Healthcare 11.57%
3 Consumer Discretionary 9.23%
4 Communication Services 8.8%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UHAL icon
3701
U-Haul Holding Co
UHAL
$13.9B
-39,050
Closed -$1.46M
UHT
3702
Universal Health Realty Income Trust
UHT
$573M
-8,449
Closed -$638K
UHT
3703
PUT
Universal Health Realty Income Trust
UHT
$573M
-10,200
Closed -$770K
UI icon
3704
Ubiquiti
UI
$33.8B
-33,461
Closed -$2.14M
UNFI icon
3705
United Natural Foods
UNFI
$2.91B
-8,701
Closed -$362K
UVSP icon
3706
Univest Financial
UVSP
$1.15B
-6,831
Closed -$219K
V icon
3707
PUT
Visa
V
$693B
-110,100
Closed -$11.6M
VECO icon
3708
CALL
Veeco
VECO
$2.93B
-16,100
Closed -$345K
VECO icon
3709
PUT
Veeco
VECO
$2.93B
-12,500
Closed -$268K
VEEV icon
3710
CALL
Veeva Systems
VEEV
$40.3B
-49,400
Closed -$2.79M
VEON icon
3711
VEON
VEON
$4.09B
-3,056
Closed -$319K
VNO icon
3712
PUT
Vornado Realty Trust
VNO
$7.07B
-42,700
Closed -$3.28M
VOD icon
3713
CALL
Vodafone
VOD
$36.9B
-59,400
Closed -$1.69M
VYGR icon
3714
Voyager Therapeutics
VYGR
$209M
-10,621
Closed -$219K
WAL icon
3715
Western Alliance Bancorporation
WAL
$8.69B
-20,623
Closed -$1.09M
WBD icon
3716
Warner Bros
WBD
$71.6B
-44,184
Closed -$863K
WBS
3717
DELISTED
Webster Financial
WBS
-58,573
Closed -$3.08M
WCN
3718
PUT
Waste Connections
WCN
$42.6B
-51,300
Closed -$3.59M
WIX icon
3719
WIX.com
WIX
$3.43B
-5,635
Closed -$405K
WMK icon
3720
Weis Markets
WMK
$1.76B
-11,249
Closed -$489K
WPM icon
3721
Wheaton Precious Metals
WPM
$71.7B
-42,480
Closed -$885K
WRB icon
3722
W.R. Berkley
WRB
$25.5B
-99,644
Closed -$1.97M
WSFS icon
3723
WSFS Financial
WSFS
$4.08B
-4,455
Closed -$217K
XLI icon
3724
State Street Industrial Select Sector SPDR ETF
XLI
$33.8B
-81,900
Closed -$5.82M
XLK icon
3725
State Street Technology Select Sector SPDR ETF
XLK
$120B
-27,400
Closed -$810K

Similar funds

David Shaw's Q4 2017 Portfolio in Review

As of Q4 2017, David Shaw held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $434M trimmed.

  • David Shaw's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
  • David Shaw added most to GE Aerospace in Q4 2017, an estimated $570M increase.
  • David Shaw's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
  • David Shaw fully exited Tesla in Q4 2017, selling an estimated $230M.
  • David Shaw's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
  • David Shaw opened 507 new positions and closed 394 in Q4 2017.
  • David Shaw's portfolio value rose 12% quarter-over-quarter to $72.6B.

Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.