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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAV
3701
DELISTED
B/E Aerospace Inc
BEAV
– –
-311,775
Closed -$16.1M
CEB
3702
DELISTED
CEB Inc.
CEB
– –
-43,337
Closed -$2.36M
LLTC
3703
DELISTED
Linear Technology Corp
LLTC
– –
-12,389
Closed -$735K
HGG
3704
DELISTED
hhgregg Inc.
HGG
– –
-40,314
Closed -$74K
IQNT
3705
DELISTED
Inteliquent, Inc.
IQNT
– –
-11,993
Closed -$194K
TMH
3706
DELISTED
Team Health Holdings Inc
TMH
– –
-54,743
Closed -$1.78M
ARWAW
3707
DELISTED
Arowana Inc
ARWAW
– –
-325,000
Closed -$42K
ARWAR
3708
DELISTED
Arowana Inc
ARWAR
– –
-325,000
Closed -$65K
FCAM
3709
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-1,480,000
Closed -$94.6M
TLN
3710
DELISTED
Talen Energy Corporation
TLN
– –
-29,379
Closed -$407K
EVDY
3711
DELISTED
Everyday Health, Inc.
EVDY
– –
-449,193
Closed -$3.45M
IM
3712
DELISTED
Ingram Micro
IM
– –
-2,401,895
Closed -$85.7M
SEMI
3713
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-589,463
Closed -$6.71M
AMSGP
3714
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
– –
-120,000
Closed -$15.2M
MHGC
3715
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-34,212
Closed -$69K
EOCA
3716
DELISTED
Endesa Americas S.A.
EOCA
– –
-171,140
Closed -$2.34M
PPS
3717
DELISTED
Post Properties
PPS
– –
-408,969
Closed -$27M
QLTI
3718
DELISTED
QLT Inc
QLTI
– –
-417,235
Closed -$851K
CVT
3719
DELISTED
CVENT, INC.
CVT
– –
-239,592
Closed -$7.6M
CVT
3720
PUT
DELISTED
CVENT, INC.
CVT
– –
-30,000
Closed -$951K
GI
3721
DELISTED
EndoChoice Holdings, Inc.
GI
– –
-47,560
Closed -$380K
ACW
3722
DELISTED
Accuride Corp
ACW
– –
-640,878
Closed -$1.64M
SAAS
3723
DELISTED
inContact, Inc.
SAAS
– –
-679,873
Closed -$9.51M
AVG
3724
DELISTED
AVG Technologies N.V.
AVG
– –
-828,468
Closed -$20.7M
BLOX
3725
CALL
DELISTED
Infoblox Inc
BLOX
– –
-30,000
Closed -$791K
147 148
149
150 151

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.