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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOT
3701
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-10,000
Closed -$740K
HOT
3702
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-2,026,195
Closed -$150M
SIVB
3703
PUT
DELISTED
SVB Financial Group
SIVB
– –
-25,300
Closed -$2.41M
EBIX
3704
PUT
DELISTED
Ebix Inc
EBIX
– –
-34,700
Closed -$1.66M
WLL
3705
DELISTED
Whiting Petroleum Corporation
WLL
– –
-2,307
Closed -$5.41M
MBT
3706
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-49,904
Closed -$414K
MBT
3707
PUT
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-50,000
Closed -$414K
CMO
3708
DELISTED
Capstead Mortgage Corp.
CMO
– –
-40,734
Closed -$395K
MTSC
3709
DELISTED
MTS Systems Corp
MTSC
– –
-33,653
Closed -$1.48M
WLH
3710
PUT
DELISTED
WILLIAM LYON HOMES
WLH
– –
-50,000
Closed -$806K
TRCO
3711
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-8,988
Closed -$352K
SHPG
3712
DELISTED
Shire pic
SHPG
– –
-273,132
Closed -$53.3M
ABAX
3713
DELISTED
Abaxis Inc
ABAX
– –
-63,156
Closed -$2.98M
WR
3714
DELISTED
Westar Energy Inc
WR
– –
-32,466
Closed -$1.82M
NTT
3715
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-50,264
Closed -$2.37M
YZC
3716
DELISTED
Yanzhou Coal Mining
YZC
– –
-77,800
Closed -$486K
CKEC
3717
DELISTED
Carmike Cinemas Inc
CKEC
– –
-11,017
Closed -$332K
PNY
3718
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-7,509
Closed -$451K
MDVN
3719
CALL
DELISTED
MEDIVATION, INC.
MDVN
– –
-40,000
Closed -$2.41M
MDVN
3720
DELISTED
MEDIVATION, INC.
MDVN
– –
-759,256
Closed -$45.8M
PLCM
3721
DELISTED
POLYCOM INC
PLCM
– –
-2,928,451
Closed -$32.9M
DSKY
3722
DELISTED
IDREAMSKY TECHNOLOGY LTD ADS REPTSG SHS CL A
DSKY
– –
-63,223
Closed -$862K
DRII
3723
CALL
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-80,000
Closed -$2.4M
DRII
3724
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-514,393
Closed -$15.4M
QLIK
3725
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-324,659
Closed -$9.6M
146 147 148
149
150

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.