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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTO icon
3676
ZTO Express
ZTO
$16.2B
$741K ﹤0.01%
24,175
+2,035
+9% +$58.4K
LOGI icon
3677
Logitech
LOGI
$14.3B
$740K ﹤0.01%
8,403
-239,115
-97% -$25.8M
J icon
3678
Jacobs Solutions
J
$17.7B
$738K ﹤0.01%
+6,736
New +$745K
JAZZ icon
3679
Jazz Pharmaceuticals
JAZZ
$16.2B
$736K ﹤0.01%
5,654
-12,374
-69% -$1.87M
OR icon
3680
OR Royalties Inc
OR
$7.2B
$736K ﹤0.01%
65,567
-63,100
-49% -$790K
DTM icon
3681
DT Midstream
DTM
$13.5B
$735K ﹤0.01%
+15,899
New +$696K
FRC
3682
PUT
DELISTED
First Republic Bank
FRC
$733K ﹤0.01%
3,800
– –
IMDX
3683
Insight Molecular Diagnostics
IMDX
$141M
$729K ﹤0.01%
10,231
+8,388
+455% +$771K
OMEG
3684
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$729K ﹤0.01%
74,946
+2,200
+3% +$21.5K
BSN.WS
3685
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$729K ﹤0.01%
675,000
– –
DCRCW
3686
DELISTED
Decarbonization Plus Acquisition Corporation III Warrant
DCRCW
$729K ﹤0.01%
347,058
– –
SCHW
3687
CALL
Charles Schwab
SCHW
$189B
$728K ﹤0.01%
10,000
-141,300
-93% -$10.1M
PUCK
3688
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$728K ﹤0.01%
+74,868
New +$723K
YMM icon
3689
Full Truck Alliance
YMM
$9.15B
$727K ﹤0.01%
+47,396
New +$698K
EEX
3690
DELISTED
Emerald Holding
EEX
$726K ﹤0.01%
167,299
+12,576
+8% +$56.4K
NMFC icon
3691
New Mountain Finance
NMFC
$715M
$726K ﹤0.01%
54,569
-47,317
-46% -$633K
MODN
3692
DELISTED
MODEL N, INC.
MODN
$726K ﹤0.01%
21,670
+5,962
+38% +$201K
AGC
3693
DELISTED
Altimeter Growth Corp
AGC
$726K ﹤0.01%
71,031
– –
FISI icon
3694
Financial Institutions
FISI
$804M
$723K ﹤0.01%
23,588
-393
-2% -$11.9K
KRC icon
3695
Kilroy Realty
KRC
$4.28B
$723K ﹤0.01%
+10,914
New +$736K
HA
3696
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
$723K ﹤0.01%
33,400
– –
BSRR icon
3697
Sierra Bancorp
BSRR
$512M
$721K ﹤0.01%
29,715
+1,758
+6% +$42.7K
WTM icon
3698
White Mountains Insurance
WTM
$5.09B
$720K ﹤0.01%
673
+245
+57% +$274K
CLNE icon
3699
Clean Energy Fuels
CLNE
$357M
$719K ﹤0.01%
88,245
+52,570
+147% +$418K
CHRS icon
3700
Coherus Oncology
CHRS
$224M
$718K ﹤0.01%
44,667
-50,195
-53% -$736K
146 147
148
149 150

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.