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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRG icon
3676
Airgain
AIRG
$69.6M
– –
-10,738
Closed -$115K
AIZ icon
3677
Assurant
AIZ
$14.1B
– –
-3,203
Closed -$368K
AL
3678
CALL
DELISTED
Air Lease Corp
AL
– –
-28,900
Closed -$846K
AL
3679
PUT
DELISTED
Air Lease Corp
AL
– –
-41,000
Closed -$1.2M
ALLE icon
3680
CALL
Allegion
ALLE
$13.8B
– –
-25,100
Closed -$2.57M
ALLE icon
3681
PUT
Allegion
ALLE
$13.8B
– –
-3,300
Closed -$337K
ALLK
3682
DELISTED
Allakos
ALLK
– –
-4,389
Closed -$356K
ALLK
3683
PUT
DELISTED
Allakos
ALLK
– –
-20,000
Closed -$1.44M
ALRM icon
3684
Alarm.com
ALRM
$2.83B
– –
-3,986
Closed -$258K
AMED
3685
CALL
DELISTED
Amedisys
AMED
– –
-10,000
Closed -$1.99M
AMG icon
3686
PUT
Affiliated Managers Group
AMG
$9.32B
– –
-10,000
Closed -$746K
AMP icon
3687
Ameriprise Financial
AMP
$49.4B
– –
-67,976
Closed -$10.2M
AMWD
3688
CALL
DELISTED
American Woodmark
AMWD
– –
-19,300
Closed -$1.46M
ANSS
3689
PUT
DELISTED
Ansys
ANSS
– –
-21,600
Closed -$6.3M
AON icon
3690
CALL
Aon
AON
$76B
– –
-50,200
Closed -$9.67M
APG icon
3691
APi Group
APG
$17.6B
– –
-45,285
Closed -$367K
APO icon
3692
Apollo Global Management
APO
$78.1B
– –
-365,671
Closed -$18.3M
APPF icon
3693
CALL
AppFolio
APPF
$7.92B
– –
-20,000
Closed -$3.25M
APPN icon
3694
CALL
Appian
APPN
$2.75B
– –
-10,000
Closed -$513K
AQST icon
3695
Aquestive Therapeutics
AQST
$590M
– –
-283,418
Closed -$1.38M
ARCB icon
3696
PUT
ArcBest
ARCB
$2.98B
– –
-40,000
Closed -$1.06M
ARCC icon
3697
Ares Capital
ARCC
$14.4B
– –
-1,818,146
Closed -$26.3M
ARCT icon
3698
Arcturus Therapeutics
ARCT
$388M
– –
-5,874
Closed -$275K
ARE icon
3699
CALL
Alexandria Real Estate Equities
ARE
$9.38B
– –
-5,300
Closed -$860K
ARE icon
3700
PUT
Alexandria Real Estate Equities
ARE
$9.38B
– –
-2,900
Closed -$471K
146 147
148
149 150

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.