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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRE
3676
DELISTED
Veris Residential
VRE
$239K ﹤0.01%
+10,323
New +$224K
AAOI icon
3677
CALL
Applied Optoelectronics
AAOI
$9.1B
$238K ﹤0.01%
20,000
– –
GSBC icon
3678
Great Southern Bancorp
GSBC
$857M
$238K ﹤0.01%
+3,751
New +$227K
JOE icon
3679
St. Joe Company
JOE
$3.99B
$238K ﹤0.01%
+12,000
New +$222K
GSB
3680
DELISTED
GlobalSCAPE, Inc.
GSB
$238K ﹤0.01%
+24,215
New +$262K
PRIM icon
3681
Primoris Services
PRIM
$4.04B
$237K ﹤0.01%
10,637
-4,612
-30% -$98.8K
GTY
3682
Getty Realty Corp
GTY
$2.07B
$236K ﹤0.01%
+7,166
New +$236K
LUMN icon
3683
Lumen
LUMN
$5.85B
$236K ﹤0.01%
17,889
-276,166
-94% -$3.7M
HEXO
3684
DELISTED
HEXO Corp. Common Shares
HEXO
$236K ﹤0.01%
+2,648
New +$349K
PHAT icon
3685
Phathom Pharmaceuticals
PHAT
$701M
$234K ﹤0.01%
+7,528
New +$189K
POOL icon
3686
PUT
Pool Corp
POOL
$6.84B
$234K ﹤0.01%
1,100
-2,900
-73% -$599K
WLH
3687
DELISTED
WILLIAM LYON HOMES
WLH
$234K ﹤0.01%
11,715
-18,637
-61% -$381K
AXTI icon
3688
AXT Inc
AXTI
$4.29B
$233K ﹤0.01%
+53,519
New +$172K
MSBI icon
3689
Midland States Bancorp
MSBI
$681M
$233K ﹤0.01%
+8,035
New +$221K
MSCI icon
3690
MSCI
MSCI
$41.5B
$232K ﹤0.01%
900
-6,782
-88% -$1.65M
RRR icon
3691
Red Rock Resorts
RRR
$3.59B
$232K ﹤0.01%
+9,673
New +$215K
YPF icon
3692
PUT
YPF Sociedad Anonima ADS
YPF
$20.1B
$232K ﹤0.01%
20,000
– –
YTRA icon
3693
Yatra Online
YTRA
$61.8M
$232K ﹤0.01%
73,735
-10,655
-13% -$39.3K
AUD
3694
PUT
DELISTED
Audacy, Inc.
AUD
$232K ﹤0.01%
50,000
– –
SFUN
3695
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$232K ﹤0.01%
8,115
+4,243
+110% +$88K
TPVG icon
3696
TriplePoint Venture Growth BDC
TPVG
$217M
$230K ﹤0.01%
16,178
+5,951
+58% +$91.1K
SWN
3697
DELISTED
Southwestern Energy Company
SWN
$230K ﹤0.01%
95,019
+58,467
+160% +$121K
AMWD
3698
DELISTED
American Woodmark
AMWD
$229K ﹤0.01%
+2,187
New +$220K
ELGX
3699
DELISTED
Endologix Inc
ELGX
$229K ﹤0.01%
145,227
+66,815
+85% +$187K
ANIP icon
3700
CALL
ANI Pharmaceuticals
ANIP
$1.7B
$228K ﹤0.01%
3,700
– –
146 147
148
149 150

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.