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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$72.6B
AUM Growth
+$7.53B
Cap. Flow
+$3.73B
Cap. Flow %
5.13%
Top 10 Hldgs %
9.55%
Holding
3,940
New
507
Increased
1,441
Reduced
1,273
Closed
394

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$434M
2
NFLX icon
Netflix
NFLX
+$301M
3
BABA icon
Alibaba
BABA
+$245M
4
VZ icon
Verizon
VZ
+$235M
5
TSLA icon
Tesla
TSLA
+$230M

Sector Composition

Rank Sector Weight
1 Technology 13.95%
2 Healthcare 11.57%
3 Consumer Discretionary 9.23%
4 Communication Services 8.8%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SHW icon
3676
Sherwin-Williams
SHW
$84.1B
-22,140
Closed -$2.91M
SITE icon
3677
SiteOne Landscape Supply
SITE
$4.19B
-4,075
Closed -$237K
SKT icon
3678
Tanger
SKT
$4.39B
-10,648
Closed -$260K
SKT icon
3679
PUT
Tanger
SKT
$4.39B
-28,700
Closed -$701K
SLS icon
3680
SELLAS Life Sciences
SLS
$3.12B
-12
Closed -$6K
SMG icon
3681
PUT
ScottsMiracle-Gro
SMG
$3.55B
-2,500
Closed -$243K
SO icon
3682
Southern Company
SO
$102B
-10,983
Closed -$560K
STNG icon
3683
Scorpio Tankers
STNG
$3.93B
-1,551
Closed -$53K
SYK icon
3684
CALL
Stryker
SYK
$126B
-30,500
Closed -$4.33M
TAL icon
3685
CALL
TAL Education Group
TAL
$6.28B
-149,600
Closed -$5.04M
TFX icon
3686
Teleflex
TFX
$5.88B
-12,938
Closed -$3.25M
TGT icon
3687
Target
TGT
$75.1B
-54,438
Closed -$3.29M
THFF icon
3688
First Financial Corp
THFF
$940M
-5,070
Closed -$241K
TIMB icon
3689
TIM SA
TIMB
$8.52B
-344,371
Closed -$6.3M
TRC icon
3690
Tejon Ranch
TRC
$444M
-24,238
Closed -$497K
TRIP icon
3691
PUT
TripAdvisor
TRIP
$1.17B
-50,700
Closed -$2.06M
TROX icon
3692
Tronox
TROX
$888M
-168,562
Closed -$4.11M
TRUE
3693
CALL
DELISTED
TrueCar
TRUE
-43,200
Closed -$682K
TSLA icon
3694
Tesla
TSLA
$1.43T
-10,584,270
Closed -$230M
TTD icon
3695
Trade Desk
TTD
$6.19B
-145,980
Closed -$898K
TTNP
3696
DELISTED
Titan Pharmaceuticals
TTNP
-10
Closed -$63K
TWLO icon
3697
CALL
Twilio
TWLO
$34.6B
-60,200
Closed -$1.8M
TWO
3698
Two Harbors Investment
TWO
$1.27B
-19,754
Closed -$1.59M
UBSI icon
3699
United Bankshares
UBSI
$6.51B
-45,102
Closed -$1.68M
UFPI icon
3700
UFP Industries
UFPI
$4.9B
-85,392
Closed -$2.79M

Similar funds

David Shaw's Q4 2017 Portfolio in Review

As of Q4 2017, David Shaw held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $434M trimmed.

  • David Shaw's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
  • David Shaw added most to GE Aerospace in Q4 2017, an estimated $570M increase.
  • David Shaw's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
  • David Shaw fully exited Tesla in Q4 2017, selling an estimated $230M.
  • David Shaw's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
  • David Shaw opened 507 new positions and closed 394 in Q4 2017.
  • David Shaw's portfolio value rose 12% quarter-over-quarter to $72.6B.

Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.