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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOV
3676
DELISTED
Government Properties Income Trust
GOV
– –
-17,527
Closed -$321K
ESRX
3677
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-30,900
Closed -$1.97M
OCLR
3678
DELISTED
Oclaro Inc.
OCLR
– –
-87,147
Closed -$814K
ARII
3679
DELISTED
American Railcar Industries, Inc.
ARII
– –
-7,566
Closed -$290K
ZOES
3680
CALL
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-43,000
Closed -$512K
HCAC.U
3681
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-297,760
Closed -$2.99M
SHLM
3682
DELISTED
Schulman (A.) Inc
SHLM
– –
-21,436
Closed -$686K
CPLA
3683
CALL
DELISTED
Capella Education Company
CPLA
– –
-11,200
Closed -$959K
KND
3684
DELISTED
Kindred Healthcare
KND
– –
-63,912
Closed -$745K
BBRG
3685
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
– –
-222,152
Closed -$1.02M
WLB
3686
CALL
DELISTED
Westmoreland Coal Company
WLB
– –
-30,000
Closed -$146K
SYT
3687
CALL
DELISTED
Syngenta Ag
SYT
– –
-37,900
Closed -$3.51M
CACQ
3688
DELISTED
Caesars Acquisition Company
CACQ
– –
-10,443
Closed -$199K
ATW
3689
DELISTED
Atwood Oceanics
ATW
– –
-292,599
Closed -$2.38M
ARNC.PRB
3690
DELISTED
Arconic Inc.
ARNC.PRB
– –
-1,380,266
Closed -$49.4M
SGBK
3691
DELISTED
Stonegate Bank
SGBK
– –
-8,491
Closed -$392K
CAB
3692
DELISTED
Cabela's Inc
CAB
– –
-272,905
Closed -$16.2M
CAB
3693
PUT
DELISTED
Cabela's Inc
CAB
– –
-66,300
Closed -$3.94M
SHOR
3694
DELISTED
ShoreTel, Inc.
SHOR
– –
-1,406,453
Closed -$8.16M
MORE
3695
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-27,322
Closed -$265K
WBMD
3696
DELISTED
WebMD Health Corp.
WBMD
– –
-753,538
Closed -$44.2M
DFT
3697
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-78,331
Closed -$4.79M
CDI
3698
DELISTED
CDI Corp.
CDI
– –
-165,723
Closed -$969K
MACK
3699
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-2,398
Closed -$23K
DD
3700
DELISTED
Du Pont De Nemours E I
DD
– –
-28,700
Closed -$2.32M
146 147
148
149 150

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.