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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCG
3676
DELISTED
Scana
SCG
– –
-12,029
Closed -$871K
LKM
3677
DELISTED
Link Motion Inc.
LKM
– –
-10,500
Closed -$40K
NWY
3678
DELISTED
New York & Co Inc
NWY
– –
-85,055
Closed -$192K
SNMX
3679
DELISTED
Senomyx, Inc.
SNMX
– –
-20,015
Closed -$85K
PX
3680
DELISTED
Praxair Inc
PX
– –
-5,576
Closed -$674K
SHLD
3681
PUT
DELISTED
Sears Holding Corporation
SHLD
– –
-25,000
Closed -$287K
EDR
3682
DELISTED
Education Realty Trust Inc
EDR
– –
-24,691
Closed -$1.06M
SIGM
3683
DELISTED
Sigma Designs Inc
SIGM
– –
-10,270
Closed -$80K
MSCC
3684
DELISTED
Microsemi Corp
MSCC
– –
-199,024
Closed -$8.36M
LNCE
3685
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-14,312
Closed -$481K
JUNO
3686
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-28,045
Closed -$686K
AGN.PRA
3687
DELISTED
Allergan plc
AGN.PRA
– –
-10,000
Closed -$8.2M
ACTA
3688
DELISTED
Actua Corp
ACTA
– –
-184,888
Closed -$2.39M
BWLD
3689
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-8,395
Closed -$1.3M
TESO
3690
DELISTED
Tesco Corp
TESO
– –
-13,033
Closed -$106K
CEMP
3691
DELISTED
Cempra, Inc.
CEMP
– –
-274,709
Closed -$6.65M
DFT
3692
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-13,603
Closed -$561K
PTHN
3693
DELISTED
Patheon N.V.
PTHN
– –
-30,730
Closed -$911K
NVDQ
3694
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-58,972
Closed -$682K
WFM
3695
DELISTED
Whole Foods Market Inc
WFM
– –
-190,724
Closed -$5.74M
CBPO
3696
CALL
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-10,000
Closed -$1.25M
TSNU
3697
DELISTED
Tyson Foods, Inc.
TSNU
– –
-1,805,000
Closed -$148M
PWE
3698
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-46,869
Closed -$84K
MPSX
3699
DELISTED
Multi Packaging Solutions Intl.
MPSX
– –
-24,291
Closed -$350K
SWC
3700
DELISTED
Stillwater Mining Co
SWC
– –
-284,572
Closed -$4.07M
146 147
148
149 150

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.