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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$73.3B
AUM Growth
+$10.6B
Cap. Flow
+$3.59B
Cap. Flow %
4.9%
Top 10 Hldgs %
13%
Holding
4,972
New
721
Increased
1,786
Reduced
1,518
Closed
549

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$327M
2
NFLX icon
Netflix
NFLX
+$275M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$219M
4
C icon
Citigroup
C
+$211M
5
MRK icon
Merck
MRK
+$201M

Top Sells

Rank Stock Value
1
DELL
DELL INC
DELL
+$558M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$259M
3
META icon
Meta Platforms (Facebook)
META
+$252M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$252M
5
IBM icon
IBM
IBM
+$184M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Technology 7.17%
3 Consumer Discretionary 7.02%
4 Healthcare 6.66%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
3676
CALL
Raymond James Financial
RJF
$33.6B
$527K ﹤0.01%
15,150
-52,950
-78% -$1.64M
AYI icon
3677
PUT
Acuity Brands
AYI
$10.2B
$525K ﹤0.01%
+4,800
New +$489K
AFL icon
3678
Aflac
AFL
$58.2B
$524K ﹤0.01%
15,674
-283,356
-95% -$9.3M
HMA
3679
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$524K ﹤0.01%
40,000
-16,300
-29% -$211K
BITA
3680
DELISTED
Bitauto Holdings Limited
BITA
$523K ﹤0.01%
16,372
-97,393
-86% -$2.61M
SNEX icon
3681
StoneX
SNEX
$8.4B
$522K ﹤0.01%
142,444
+54,761
+62% +$219K
TLM
3682
DELISTED
TALISMAN ENERGY INC
TLM
$522K ﹤0.01%
44,826
-35,625
-44% -$428K
VITC
3683
DELISTED
VITACOST COM INC COM STK (DE)
VITC
$522K ﹤0.01%
90,082
+60,449
+204% +$407K
PNK
3684
CALL
DELISTED
Pinnacle Entertainment Inc.
PNK
$520K ﹤0.01%
20,000
– –
ACET
3685
DELISTED
Aceto Corp
ACET
$519K ﹤0.01%
20,756
-30,111
-59% -$577K
TBI
3686
PUT
Trueblue
TBI
$327M
$516K ﹤0.01%
20,000
– –
QUMU
3687
DELISTED
Qumu Corp.
QUMU
$515K ﹤0.01%
+40,244
New +$530K
LBTYK icon
3688
CALL
Liberty Global Class C
LBTYK
$3.58B
$514K ﹤0.01%
15,080
– –
TWI icon
3689
PUT
Titan International
TWI
$464M
$514K ﹤0.01%
28,600
– –
CSII
3690
PUT
DELISTED
Cardiovascular Systems, Inc.
CSII
$514K ﹤0.01%
+15,000
New +$436K
AVNT icon
3691
PUT
Avient
AVNT
$4.09B
$513K ﹤0.01%
14,500
-64,100
-82% -$2.04M
HEES
3692
PUT
DELISTED
H&E Equipment Services
HEES
$513K ﹤0.01%
+17,300
New +$474K
OHI icon
3693
Omega Healthcare
OHI
$14.2B
$513K ﹤0.01%
17,207
-38,909
-69% -$1.23M
MTSC
3694
DELISTED
MTS Systems Corp
MTSC
$513K ﹤0.01%
7,194
+1,718
+31% +$114K
UEIC icon
3695
Universal Electronics
UEIC
$56.3M
$512K ﹤0.01%
13,445
+2,669
+25% +$99.5K
SFE
3696
DELISTED
Safeguard Scientifics, Inc.
SFE
$512K ﹤0.01%
25,486
+9,631
+61% +$170K
FWLT
3697
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$512K ﹤0.01%
+15,500
New +$453K
WTRG icon
3698
Essential Utilities
WTRG
$11.6B
$511K ﹤0.01%
21,652
-14,316
-40% -$349K
VSEC icon
3699
VSE Corp
VSEC
$6.11B
$510K ﹤0.01%
21,256
+2,626
+14% +$61.9K
SHOS
3700
CALL
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$510K ﹤0.01%
20,000
– –
146 147
148
149 150

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David Shaw's Q4 2013 Portfolio in Review

As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

David Shaw deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.

  • David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
  • David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
  • David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
  • David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
  • David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
  • David Shaw opened 721 new positions and closed 549 in Q4 2013.
  • David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.

Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.