We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTZ
3651
DELISTED
Hertz Global Holdings, Inc.
HTZ
$30K ﹤0.01%
27,200
-31,787
-54% -$45.8K
VSTM icon
3652
Verastem
VSTM
$611M
$29K ﹤0.01%
2,009
-723
-26% -$12K
GSMGW
3653
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$28K ﹤0.01%
500,773
-43,515
-8% -$2.92K
SREV
3654
DELISTED
ServiceSource International, Inc.
SREV
$28K ﹤0.01%
19,031
-5,772
-23% -$8.91K
GOEVW
3655
DELISTED
Canoo Inc. Warrant
GOEVW
$27K ﹤0.01%
+11,872
New +$23.1K
ADMA icon
3656
ADMA Biologics
ADMA
$2.19B
$24K ﹤0.01%
+10,030
New +$27.5K
SEAC
3657
DELISTED
Seachange International Inc
SEAC
$23K ﹤0.01%
1,340
-192
-13% -$5.08K
AHT
3658
Ashford Hospitality Trust
AHT
$21.5M
$19K ﹤0.01%
116
-77
-40% -$28.8K
LXU icon
3659
LSB Industries
LXU
$792M
$18K ﹤0.01%
14,619
-83,631
-85% -$105K
CHRD icon
3660
Chord Energy
CHRD
$7.95B
$13K ﹤0.01%
47,290
-166,862
-78% -$102K
MNK
3661
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$12K ﹤0.01%
12,228
-977,362
-99% -$1.73M
AIG.WS
3662
DELISTED
American International Group, Inc.
AIG.WS
$8K ﹤0.01%
41,284
– –
GTE icon
3663
Gran Tierra Energy
GTE
$349M
$4K ﹤0.01%
1,698
– –
TALO.WS
3664
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
$2K ﹤0.01%
12,800
– –
AAL icon
3665
American Airlines Group
AAL
$9.07B
– –
-8,445,464
Closed -$106M
ABM icon
3666
ABM Industries
ABM
$2.77B
– –
-6,023
Closed -$219K
ACIU icon
3667
AC Immune
ACIU
$294M
– –
-33,159
Closed -$223K
ACMR icon
3668
ACM Research
ACMR
$5.46B
– –
-35,244
Closed -$1M
ACM icon
3669
PUT
Aecom
ACM
$8.32B
– –
-24,300
Closed -$913K
ACN icon
3670
PUT
Accenture
ACN
$114B
– –
-10,000
Closed -$2.15M
ADPT icon
3671
Adaptive Biotechnologies
ADPT
$4.09B
– –
-19,068
Closed -$923K
ADTN icon
3672
CALL
Adtran
ADTN
$617M
– –
-50,000
Closed -$547K
AES icon
3673
AES
AES
$10.5B
– –
-1,305,811
Closed -$18.9M
AFYA icon
3674
CALL
Afya
AFYA
$1.27B
– –
-34,400
Closed -$806K
AFYA icon
3675
Afya
AFYA
$1.27B
– –
-9,122
Closed -$214K
145 146
147
148 149

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.