We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WUBA
3651
CALL
DELISTED
58.com Inc
WUBA
– –
-5,100
Closed -$225K
TLRD
3652
DELISTED
Tailored Brands, Inc.
TLRD
– –
-35,387
Closed -$395K
IBKC
3653
CALL
DELISTED
IBERIABANK Corp
IBKC
– –
-2,900
Closed -$236K
AXE
3654
CALL
DELISTED
Anixter International Inc
AXE
– –
-10,000
Closed -$782K
LTM
3655
CALL
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
– –
-50,000
Closed -$554K
CSFL
3656
PUT
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-30,000
Closed -$746K
OPB
3657
CALL
DELISTED
Opus Bank Common Stock
OPB
– –
-40,000
Closed -$968K
AKRX
3658
CALL
DELISTED
Akorn Inc
AKRX
– –
-20,000
Closed -$671K
UNT
3659
DELISTED
UNIT Corporation
UNT
– –
-13,197
Closed -$247K
JCP
3660
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-281,800
Closed -$1.31M
ARCH
3661
DELISTED
Arch Resources, Inc.
ARCH
– –
-3,599
Closed -$246K
BDXA
3662
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-400,000
Closed -$21.9M
QHC
3663
DELISTED
Quorum Health Corporation
QHC
– –
-10,669
Closed -$44K
FOMX
3664
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
– –
-16,327
Closed -$76K
LTXB
3665
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-15,711
Closed -$599K
DCUD
3666
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-43,000
Closed -$2.16M
LLL
3667
DELISTED
L3 Technologies, Inc.
LLL
– –
-57,097
Closed -$9.54M
BMS
3668
DELISTED
Bemis
BMS
– –
-19,616
Closed -$907K
FRSH
3669
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-10,770
Closed -$47K
BEL
3670
DELISTED
Belmond Ltd.
BEL
– –
-10,221
Closed -$136K
MBFI
3671
DELISTED
MB Financial Corp
MBFI
– –
-12,418
Closed -$547K
TFCF
3672
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-203,312
Closed -$5.67M
TAHO
3673
DELISTED
Tahoe Resources Inc
TAHO
– –
-320,521
Closed -$2.76M
MB
3674
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-21,903
Closed -$596K
ESND
3675
DELISTED
Essendant Inc.
ESND
– –
-100,432
Closed -$1.49M
145 146
147
148 149

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.