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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTU
3651
DELISTED
Virtusa Corporation
VRTU
– –
-9,727
Closed -$240K
PE
3652
CALL
DELISTED
PARSLEY ENERGY INC
PE
– –
-21,500
Closed -$720K
PE
3653
PUT
DELISTED
PARSLEY ENERGY INC
PE
– –
-20,000
Closed -$670K
MYOK
3654
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-15,819
Closed -$258K
IMMU
3655
DELISTED
Immunomedics Inc
IMMU
– –
-18,400
Closed -$60K
LOGM
3656
DELISTED
LogMein, Inc.
LOGM
– –
-33,653
Closed -$3.04M
LM
3657
CALL
DELISTED
Legg Mason, Inc.
LM
– –
-20,500
Closed -$686K
GNC
3658
DELISTED
GNC Holdings, Inc.
GNC
– –
-189,682
Closed -$2.97M
CHK
3659
PUT
DELISTED
Chesapeake Energy Corporation
CHK
– –
-200
Closed -$251K
AKRX
3660
DELISTED
Akorn Inc
AKRX
– –
-10,501
Closed -$286K
JCP
3661
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-66,500
Closed -$613K
AVH
3662
DELISTED
AVIANCA HOLDINGS S.A.
AVH
– –
-12,158
Closed -$79K
RRTS
3663
CALL
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-2,000
Closed -$399K
ACHN
3664
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-102,751
Closed -$832K
FWP
3665
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
– –
-2,174
Closed -$320K
ALDR
3666
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-18,109
Closed -$593K
ARRY
3667
DELISTED
Array Biopharma Inc
ARRY
– –
-20,681
Closed -$140K
LLL
3668
DELISTED
L3 Technologies, Inc.
LLL
– –
-18,412
Closed -$2.77M
INSY
3669
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-50,147
Closed -$591K
EPE
3670
DELISTED
EP Energy Corporation
EPE
– –
-11,410
Closed -$50K
HIFR
3671
PUT
DELISTED
InfraREIT, Inc.
HIFR
– –
-40,000
Closed -$726K
WFT
3672
DELISTED
Weatherford International plc
WFT
– –
-63,190
Closed -$355K
USG
3673
DELISTED
Usg
USG
– –
-30,395
Closed -$786K
MB
3674
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-20,000
Closed -$393K
CYHHZ
3675
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
99,900
– –
145 146
147
148 149

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.