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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNRA
3651
DELISTED
Panera Bread Co
PNRA
– –
-1,800
Closed -$380K
PVTB
3652
DELISTED
PrivateBancorp Inc
PVTB
– –
-48,237
Closed -$2.12M
SCNB
3653
DELISTED
Suffolk Bancorp
SCNB
– –
-6,996
Closed -$219K
EQY
3654
DELISTED
Equity One
EQY
– –
-12,702
Closed -$409K
NRF
3655
PUT
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-50,000
Closed -$572K
ARWAU
3656
DELISTED
Arowana Inc
ARWAU
– –
-325,000
Closed -$3.36M
LGF
3657
DELISTED
Lions Gate Entertainment
LGF
– –
-119,700
Closed -$2.42M
ININ
3658
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-5,155
Closed -$211K
CVT
3659
CALL
DELISTED
CVENT, INC.
CVT
– –
-30,000
Closed -$1.07M
HNR
3660
DELISTED
Harvest Natural Resources
HNR
– –
-28,455
Closed -$95K
PTX
3661
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-3,400
Closed -$15K
SZMK
3662
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-332,851
Closed -$762K
DANG
3663
CALL
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-100,000
Closed -$605K
FCS
3664
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-35,819
Closed -$711K
IMPR
3665
DELISTED
IMPRIVATA, INC COM
IMPR
– –
-376,281
Closed -$5.27M
STR
3666
DELISTED
QUESTAR CORP
STR
– –
-34,199
Closed -$868K
MRD
3667
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-1,170,770
Closed -$18.6M
REXI
3668
DELISTED
RESOURCE AMERICA INC CL-A
REXI
– –
-14,635
Closed -$142K
EMC
3669
DELISTED
EMC CORPORATION
EMC
– –
-10,215,930
Closed -$278M
EMC
3670
PUT
DELISTED
EMC CORPORATION
EMC
– –
-30,000
Closed -$815K
SQNM
3671
DELISTED
SEQUENOM INC NEW
SQNM
– –
-316,438
Closed -$289K
RDEN
3672
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-45,573
Closed -$627K
ESI
3673
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-228,338
Closed -$438K
WPG
3674
DELISTED
Washington Prime Group Inc.
WPG
– –
-2,634
Closed -$265K
TLMR
3675
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-50,011
Closed -$959K
145 146
147
148 149

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.