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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC
3651
CALL
DELISTED
General Cable Corporation
BGC
$309K ﹤0.01%
20,500
-30,000
-59% -$656K
ADNC
3652
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$309K ﹤0.01%
41,785
-54,545
-57% -$500K
MCF
3653
CALL
DELISTED
Contango Oil & Gas Co.
MCF
$309K ﹤0.01%
+9,300
New +$363K
TARO
3654
PUT
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$308K ﹤0.01%
+2,000
New +$301K
AET
3655
DELISTED
Aetna Inc
AET
$308K ﹤0.01%
3,800
-267,989
-99% -$21.8M
NTRI
3656
CALL
DELISTED
NutriSystem, Inc.
NTRI
$307K ﹤0.01%
+20,000
New +$332K
NTRI
3657
PUT
DELISTED
NutriSystem, Inc.
NTRI
$307K ﹤0.01%
20,000
– –
CRH icon
3658
CRH
CRH
$64B
$306K ﹤0.01%
+13,400
New +$323K
TECD
3659
DELISTED
Tech Data Corp
TECD
$306K ﹤0.01%
+5,200
New +$336K
ITUB icon
3660
Itaú Unibanco
ITUB
$84.4B
$304K ﹤0.01%
54,705
-6,586,140
-99% -$42M
DANG
3661
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$303K ﹤0.01%
24,863
-92
-0.4% -$1.25K
CTCM
3662
DELISTED
CTC MEDIA INC COM STK
CTCM
$303K ﹤0.01%
45,553
+8,042
+21% +$78K
AAOI icon
3663
Applied Optoelectronics
AAOI
$9.61B
$302K ﹤0.01%
18,729
-5,523
-23% -$110K
FNB icon
3664
FNB Corp
FNB
$6.54B
$302K ﹤0.01%
25,200
-6,289
-20% -$77.9K
SMTC icon
3665
PUT
Semtech
SMTC
$11.9B
$301K ﹤0.01%
+11,100
New +$279K
SWC
3666
PUT
DELISTED
Stillwater Mining Co
SWC
$301K ﹤0.01%
+20,000
New +$359K
DNDN
3667
DELISTED
DENDREON CORPORATION
DNDN
$301K ﹤0.01%
209,017
-700,050
-77% -$1.23M
WMS icon
3668
Advanced Drainage Systems
WMS
$10.7B
$299K ﹤0.01%
+14,284
New +$257K
AUXL
3669
CALL
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$299K ﹤0.01%
10,000
-300
-3% -$6.36K
ENS icon
3670
EnerSys
ENS
$7.01B
$297K ﹤0.01%
+5,057
New +$323K
UVE icon
3671
Universal Insurance Holdings
UVE
$1.2B
$297K ﹤0.01%
22,963
-4,750
-17% -$62K
CM icon
3672
Canadian Imperial Bank of Commerce
CM
$108B
$296K ﹤0.01%
+6,672
New +$306K
CRI icon
3673
Carter's
CRI
$1.24B
$295K ﹤0.01%
3,800
-20,104
-84% -$1.55M
HSBC icon
3674
HSBC
HSBC
$358B
$295K ﹤0.01%
6,720
– –
JOE icon
3675
CALL
St. Joe Company
JOE
$3.96B
$295K ﹤0.01%
14,800
-30,500
-67% -$685K
145 146
147
148 149

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.