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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+9%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$93.4B
AUM Growth
+$2.92B
Cap. Flow
-$9.17B
Cap. Flow %
-9.82%
Top 10 Hldgs %
10.67%
Holding
5,246
New
431
Increased
1,423
Reduced
1,787
Closed
860

Top Buys

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$602M
2
BKNG icon
Booking.com
BKNG
+$582M
3
WMT icon
Walmart Inc
WMT
+$407M
4
V icon
Visa
V
+$395M
5
JNJ icon
Johnson & Johnson
JNJ
+$335M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$483M
2
CRM icon
Salesforce
CRM
+$380M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$364M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$336M
5
CL icon
Colgate-Palmolive
CL
+$316M

Sector Composition

Rank Sector Weight
1 Technology 14.49%
2 Consumer Discretionary 9.18%
3 Healthcare 8.57%
4 Financials 8%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
3626
PUT
DexCom
DXCM
$33.6B
$290K ﹤0.01%
2,500
-171,200
-99% -$19.2M
APD icon
3627
Air Products & Chemicals
APD
$67.7B
$290K ﹤0.01%
1,010
-2,874
-74% -$839K
SCSC icon
3628
Scansource
SCSC
$1.14B
$289K ﹤0.01%
9,491
+2,278
+32% +$70.8K
BUSE icon
3629
First Busey Corp
BUSE
$2.48B
$289K ﹤0.01%
14,198
-22,807
-62% -$532K
VRNA
3630
DELISTED
Verona Pharma
VRNA
$288K ﹤0.01%
14,364
-117,104
-89% -$2.53M
ROIC
3631
DELISTED
Retail Opportunity Investments Corp.
ROIC
$288K ﹤0.01%
20,607
-115,553
-85% -$1.68M
CASA
3632
DELISTED
Casa Systems, Inc. Common Stock
CASA
$287K ﹤0.01%
226,288
-117,909
-34% -$359K
TMP icon
3633
Tompkins Financial
TMP
$1.41B
$284K ﹤0.01%
+4,284
New +$315K
AMPY icon
3634
Amplify Energy
AMPY
$194M
$283K ﹤0.01%
41,233
-15,292
-27% -$126K
IRRX.WS
3635
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$282K ﹤0.01%
940,000
– –
SM icon
3636
PUT
SM Energy
SM
$8.49B
$282K ﹤0.01%
10,000
-82,800
-89% -$2.53M
DOYU
3637
DouYu International Holdings
DOYU
$128M
$282K ﹤0.01%
23,657
+8,545
+57% +$127K
PINE
3638
Alpine Income Property Trust
PINE
$347M
$281K ﹤0.01%
16,724
-39,847
-70% -$740K
SLP icon
3639
Simulations Plus
SLP
$372M
$281K ﹤0.01%
6,400
+99
+2% +$3.97K
SAFE
3640
CALL
Safehold
SAFE
$1.1B
$279K ﹤0.01%
+9,500
New +$477K
NOC icon
3641
PUT
Northrop Grumman
NOC
$77.1B
$277K ﹤0.01%
+600
New +$278K
PRTA icon
3642
Prothena Corp
PRTA
$484M
$277K ﹤0.01%
5,705
-21,151
-79% -$1.12M
CHCT
3643
Community Healthcare Trust
CHCT
$430M
$276K ﹤0.01%
+7,547
New +$294K
BASE
3644
DELISTED
Couchbase
BASE
$275K ﹤0.01%
19,584
+7,884
+67% +$116K
TTI icon
3645
TETRA Technologies
TTI
$1B
$274K ﹤0.01%
103,263
+86,646
+521% +$302K
DYN icon
3646
Dyne Therapeutics
DYN
$4.92B
$273K ﹤0.01%
23,668
+10,422
+79% +$135K
KRNT icon
3647
CALL
Kornit Digital
KRNT
$719M
$271K ﹤0.01%
14,000
-7,000
-33% -$158K
SES.WS
3648
DELISTED
SES AI Corp Warrants
SES.WS
$271K ﹤0.01%
676,653
+9,039
+1% +$4.24K
BNED icon
3649
Barnes & Noble Education
BNED
$437M
$270K ﹤0.01%
1,778
+1,031
+138% +$208K
TRVG
3650
trivago
TRVG
$389M
$270K ﹤0.01%
35,755
+16,715
+88% +$137K
144 145
146
147 148

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David Shaw's Q1 2023 Portfolio in Review

As of Q1 2023, David Shaw held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $9.17B in Q1 2023, closing 860 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.

  • David Shaw's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
  • David Shaw added most to Charles Schwab in Q1 2023, an estimated $602M increase.
  • David Shaw's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
  • David Shaw fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
  • David Shaw's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
  • David Shaw opened 431 new positions and closed 860 in Q1 2023.
  • David Shaw's portfolio value rose 3.2% quarter-over-quarter to $93.4B.

Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.