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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDU icon
3626
PUT
New Oriental
EDU
$9.22B
$1.2M ﹤0.01%
57,000
-85,000
-60% -$1.83M
TBHC
3627
PUT
DELISTED
The Brand House Collective
TBHC
$1.2M ﹤0.01%
80,200
– –
FCEL icon
3628
PUT
FuelCell Energy
FCEL
$1.54B
$1.2M ﹤0.01%
+7,667
New +$1.81M
VALE icon
3629
Vale
VALE
$65.2B
$1.19M ﹤0.01%
+85,031
New +$1.13M
TFIN icon
3630
CALL
Triumph Financial Inc
TFIN
$1.72B
$1.19M ﹤0.01%
+10,000
New +$1.2M
PGRE
3631
DELISTED
Paramount Group
PGRE
$1.19M ﹤0.01%
+142,154
New +$1.26M
AERT
3632
Aeries Technology
AERT
$37.1M
$1.19M ﹤0.01%
+15,209
New +$1.18M
HP icon
3633
PUT
Helmerich & Payne
HP
$4.24B
$1.19M ﹤0.01%
50,000
– –
STNE icon
3634
CALL
StoneCo
STNE
$2.2B
$1.18M ﹤0.01%
+70,200
New +$1.78M
NVTA
3635
DELISTED
Invitae Corporation
NVTA
$1.18M ﹤0.01%
+77,494
New +$1.68M
NG icon
3636
NovaGold Resources
NG
$4B
$1.18M ﹤0.01%
172,344
+25,537
+17% +$186K
AMAT icon
3637
PUT
Applied Materials
AMAT
$383B
$1.18M ﹤0.01%
7,500
-3,300
-31% -$478K
GES
3638
CALL
DELISTED
Guess Inc
GES
$1.18M ﹤0.01%
49,800
– –
CND.WS
3639
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$1.18M ﹤0.01%
437,500
– –
MCY icon
3640
Mercury Insurance
MCY
$5.69B
$1.18M ﹤0.01%
22,171
+17,316
+357% +$930K
SXI icon
3641
Standex International
SXI
$3.67B
$1.18M ﹤0.01%
10,623
+1,560
+17% +$169K
TGH
3642
DELISTED
Textainer Group Holdings limited
TGH
$1.18M ﹤0.01%
32,916
-11,502
-26% -$417K
QCRH icon
3643
QCR Holdings
QCRH
$1.65B
$1.17M ﹤0.01%
20,966
+9,140
+77% +$503K
AKAM icon
3644
PUT
Akamai
AKAM
$16B
$1.17M ﹤0.01%
10,000
– –
IT icon
3645
PUT
Gartner
IT
$12.4B
$1.17M ﹤0.01%
3,500
– –
AN icon
3646
CALL
AutoNation
AN
$6.57B
$1.17M ﹤0.01%
10,000
– –
TLSI icon
3647
TriSalus Life Sciences
TLSI
$304M
$1.17M ﹤0.01%
118,300
– –
CNOB icon
3648
Center Bancorp
CNOB
$1.61B
$1.17M ﹤0.01%
35,720
+6,810
+24% +$225K
DSP icon
3649
CALL
Viant Technology
DSP
$268M
$1.17M ﹤0.01%
+120,000
New +$1.34M
VIRT icon
3650
Virtu Financial
VIRT
$5.92B
$1.16M ﹤0.01%
40,337
-49,811
-55% -$1.36M
144 145
146
147 148

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.