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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-18.49%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$64.1B
AUM Growth
-$23.4B
Cap. Flow
-$5.59B
Cap. Flow %
-8.73%
Top 10 Hldgs %
11.78%
Holding
4,498
New
538
Increased
1,356
Reduced
1,723
Closed
626

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$454M
2
AAPL icon
Apple
AAPL
+$364M
3
PG icon
Procter & Gamble
PG
+$314M
4
VZ icon
Verizon
VZ
+$308M
5
PFE icon
Pfizer
PFE
+$299M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$735M
2
EMR icon
Emerson Electric
EMR
+$423M
3
BIIB icon
Biogen
BIIB
+$354M
4
PYPL icon
PayPal
PYPL
+$349M
5
AMZN icon
Amazon
AMZN
+$338M

Sector Composition

Rank Sector Weight
1 Technology 19.34%
2 Healthcare 11.75%
3 Consumer Discretionary 9.24%
4 Financials 7.7%
5 Communication Services 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
3626
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$156K ﹤0.01%
+15,000
New +$202K
BGFV
3627
DELISTED
Big 5 Sporting Goods
BGFV
$156K ﹤0.01%
145,757
-235,392
-62% -$651K
USX
3628
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$154K ﹤0.01%
46,159
+24,135
+110% +$117K
AAOI icon
3629
CALL
Applied Optoelectronics
AAOI
$9.1B
$152K ﹤0.01%
20,000
– –
BXC icon
3630
BlueLinx
BXC
$653M
$152K ﹤0.01%
+30,751
New +$346K
AHRT
3631
AH Realty Trust
AHRT
$502M
$150K ﹤0.01%
+13,984
New +$227K
MFC icon
3632
Manulife Financial
MFC
$71B
$149K ﹤0.01%
+11,800
New +$205K
GSAT icon
3633
Globalstar
GSAT
$10.6B
$148K ﹤0.01%
33,598
+1,456
+5% +$9.43K
LIND icon
3634
Lindblad Expeditions
LIND
$2.09B
$148K ﹤0.01%
35,446
+22,633
+177% +$291K
CHS
3635
DELISTED
Chicos FAS, Inc.
CHS
$148K ﹤0.01%
114,475
-858,470
-88% -$2.95M
STML
3636
DELISTED
Stemline Therapeutics, Inc.
STML
$148K ﹤0.01%
+30,635
New +$199K
HIO
3637
Western Asset High Income Opportunity Fund
HIO
$331M
$147K ﹤0.01%
+35,000
New +$168K
BRKL
3638
DELISTED
Brookline Bancorp
BRKL
$146K ﹤0.01%
12,945
-8,378
-39% -$120K
JMIA
3639
CALL
Jumia Technologies
JMIA
$808M
$146K ﹤0.01%
50,000
– –
ISD
3640
PGIM High Yield Bond Fund
ISD
$408M
$145K ﹤0.01%
+12,500
New +$179K
CZR icon
3641
CALL
Caesars Entertainment
CZR
$6.04B
$144K ﹤0.01%
+10,000
New +$468K
DBD
3642
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$144K ﹤0.01%
41,000
– –
BHR
3643
Braemar Hotels & Resorts
BHR
$141M
$141K ﹤0.01%
82,666
+54,598
+195% +$362K
MGTX icon
3644
MeiraGTx Holdings
MGTX
$1.42B
$141K ﹤0.01%
10,454
-2,000
-16% -$33.8K
FLG
3645
CALL
Flagstar Bank National Association
FLG
$5.57B
$141K ﹤0.01%
5,000
– –
PK icon
3646
Park Hotels & Resorts
PK
$3.19B
$139K ﹤0.01%
+17,545
New +$330K
PRQR icon
3647
ProQR Therapeutics
PRQR
$343M
$139K ﹤0.01%
25,384
-25,606
-50% -$196K
BVH
3648
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$139K ﹤0.01%
11,993
+2,588
+28% +$44K
GHY
3649
PGIM Global High Yield Fund
GHY
$472M
$138K ﹤0.01%
+12,500
New +$175K
MNRL
3650
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$137K ﹤0.01%
16,607
-22,075
-57% -$334K
144 145
146
147 148

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David Shaw's Q1 2020 Portfolio in Review

As of Q1 2020, David Shaw held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.

  • David Shaw's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
  • David Shaw added most to ExxonMobil in Q1 2020, an estimated $454M increase.
  • David Shaw's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
  • David Shaw fully exited PG&E in Q1 2020, selling an estimated $79M.
  • David Shaw's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
  • David Shaw opened 538 new positions and closed 626 in Q1 2020.
  • David Shaw's portfolio value fell 27% quarter-over-quarter to $64.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.