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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRTN
3626
PUT
DELISTED
Triton International Limited
TRTN
– –
-32,900
Closed -$1.1M
UNVR
3627
CALL
DELISTED
Univar Solutions Inc.
UNVR
– –
-20,000
Closed -$584K
JNCE
3628
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-19,323
Closed -$271K
ALR
3629
DELISTED
AlerisLife Inc
ALR
– –
-39,535
Closed -$593K
CFMS
3630
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-467
Closed -$50K
FNHC
3631
DELISTED
FedNat Holding Company Common Stock
FNHC
– –
-16,828
Closed -$269K
Y
3632
CALL
DELISTED
Alleghany Corp
Y
– –
-10,600
Closed -$6.3M
Y
3633
PUT
DELISTED
Alleghany Corp
Y
– –
-900
Closed -$535K
EXTN
3634
PUT
DELISTED
Exterran Corporation
EXTN
– –
-20,000
Closed -$534K
GPL
3635
DELISTED
Great Panther Mining Limited
GPL
– –
-6,544
Closed -$84K
INFO
3636
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-37,143
Closed -$1.64M
XONE
3637
DELISTED
The ExOne Company
XONE
– –
-16,775
Closed -$192K
CORE
3638
PUT
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-20,000
Closed -$661K
WRI
3639
DELISTED
Weingarten Realty Investors
WRI
– –
-67,935
Closed -$2.04M
HOME
3640
DELISTED
At Home Group Inc.
HOME
– –
-21,728
Closed -$506K
CCRC
3641
DELISTED
China Customer Relations Centers, Inc
CCRC
– –
-12,823
Closed -$183K
CMD
3642
DELISTED
Cantel Medical Corporation
CMD
– –
-7,385
Closed -$575K
TPCO
3643
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-15,248
Closed -$197K
GWPH
3644
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,503
Closed -$268K
GMLP
3645
DELISTED
Golar LNG Partners LP
GMLP
– –
-11,707
Closed -$235K
FBM
3646
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
– –
-12,783
Closed -$164K
WPX
3647
DELISTED
WPX Energy, Inc.
WPX
– –
-194,272
Closed -$1.88M
APEX
3648
DELISTED
Apex Global Brands Inc. Common Stock
APEX
– –
-491
Closed -$102K
HTZ
3649
CALL
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
-21,409
Closed -$214K
ETFC
3650
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-95,100
Closed -$3.62M
144 145
146
147 148

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.