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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
3601
Wabtec
WAB
$50.3B
$832K ﹤0.01%
9,651
-98,071
-91% -$8.44M
OPTU
3602
PUT
Optimum Communications Inc
OPTU
$375M
$829K ﹤0.01%
+40,000
New +$1.17M
BOLT icon
3603
Bolt Biotherapeutics
BOLT
$7.36M
$829K ﹤0.01%
3,275
+2,421
+283% +$684K
POSH
3604
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$828K ﹤0.01%
+34,845
New +$1.12M
FSP
3605
Franklin Street Properties
FSP
$42.2M
$826K ﹤0.01%
177,973
+29,456
+20% +$144K
SHAC
3606
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$826K ﹤0.01%
+84,867
New +$821K
AMAL icon
3607
Amalgamated Financial
AMAL
$1.45B
$825K ﹤0.01%
52,103
-14,604
-22% -$223K
CRUS icon
3608
CALL
Cirrus Logic
CRUS
$5.5B
$824K ﹤0.01%
10,000
– –
GORO icon
3609
Goldgroup Mining
GORO
$517M
$824K ﹤0.01%
524,537
+64,307
+14% +$122K
OCFT
3610
PUT
DELISTED
OneConnect Financial Technology
OCFT
$820K ﹤0.01%
+20,000
New +$1.27M
ROOT icon
3611
PUT
Root
ROOT
$888M
$817K ﹤0.01%
8,611
– –
CMRX
3612
DELISTED
Chimerix, Inc.
CMRX
$815K ﹤0.01%
131,655
-36,286
-22% -$249K
COHR icon
3613
CALL
Coherent
COHR
$57.8B
$813K ﹤0.01%
13,700
– –
KTOS icon
3614
CALL
Kratos Defense & Security Solutions
KTOS
$10B
$812K ﹤0.01%
36,400
– –
VTLE
3615
CALL
DELISTED
Vital Energy
VTLE
$811K ﹤0.01%
10,000
-11,700
-54% -$715K
NEUE
3616
DELISTED
NeueHealth
NEUE
$811K ﹤0.01%
+1,242
New +$1.09M
IPOF.WS
3617
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$810K ﹤0.01%
433,098
– –
ARR
3618
CALL
Armour Residential REIT
ARR
$2.32B
$809K ﹤0.01%
15,000
– –
NATR icon
3619
Nature's Sunshine
NATR
$247M
$807K ﹤0.01%
55,113
+45,030
+447% +$756K
UNIT
3620
Uniti Group
UNIT
$2.5B
$807K ﹤0.01%
65,212
-46,614
-42% -$568K
AVXL icon
3621
Anavex Life Sciences
AVXL
$295M
$806K ﹤0.01%
44,879
-54,814
-55% -$1.09M
TIOA
3622
DELISTED
Tio Tech A Class A Ordinary Share
TIOA
$804K ﹤0.01%
+82,976
New +$806K
DSL
3623
DoubleLine Income Solutions Fund
DSL
$1.22B
$799K ﹤0.01%
45,000
– –
LSPD icon
3624
Lightspeed Commerce
LSPD
$1.4B
$799K ﹤0.01%
+8,295
New +$824K
TRV icon
3625
Travelers Companies
TRV
$77.2B
$799K ﹤0.01%
+5,260
New +$814K
143 144
145
146 147

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.