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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+23.69%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$112B
AUM Growth
+$14.1B
Cap. Flow
-$10.3B
Cap. Flow %
-9.21%
Top 10 Hldgs %
11.45%
Holding
4,343
New
563
Increased
1,352
Reduced
1,508
Closed
477

Top Buys

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$362M
2
LMT icon
Lockheed Martin
LMT
+$361M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$354M
4
FIS icon
Fidelity National Information Services
FIS
+$354M
5
BSX icon
Boston Scientific
BSX
+$337M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$559M
2
AMD icon
Advanced Micro Devices
AMD
+$558M
3
BA icon
Boeing
BA
+$530M
4
LOW icon
Lowe's Companies
LOW
+$525M
5
BABA icon
Alibaba
BABA
+$420M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 10.41%
3 Healthcare 9.22%
4 Communication Services 7.29%
5 Financials 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTH icon
3601
Astrana Health
ASTH
$1.89B
$212K ﹤0.01%
+11,589
New +$208K
ASPL.WS
3602
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
$212K ﹤0.01%
+200,000
New +$200K
SLCA
3603
PUT
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$211K ﹤0.01%
30,000
– –
ALX
3604
Alexander's
ALX
$1.37B
$209K ﹤0.01%
753
-625
-45% -$166K
NSCO.WS
3605
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$208K ﹤0.01%
216,666
– –
FCBC icon
3606
First Community Bankshares
FCBC
$941M
$207K ﹤0.01%
+9,582
New +$201K
MRTN icon
3607
Marten Transport
MRTN
$1.19B
$207K ﹤0.01%
+12,004
New +$206K
CARR icon
3608
Carrier Global
CARR
$49.2B
$206K ﹤0.01%
5,473
-112,660
-95% -$4.08M
VYGG.WS
3609
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$206K ﹤0.01%
+100,000
New +$181K
ASC icon
3610
Ardmore Shipping
ASC
$748M
$205K ﹤0.01%
62,674
-1,587
-2% -$5.06K
DVA icon
3611
DaVita
DVA
$11B
$205K ﹤0.01%
1,749
-7,300
-81% -$744K
LCIDW
3612
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$205K ﹤0.01%
135,000
+74,920
+125% +$91.5K
GMS
3613
DELISTED
GMS Inc
GMS
$202K ﹤0.01%
6,615
-5,370
-45% -$150K
ITOS
3614
DELISTED
iTeos Therapeutics
ITOS
$202K ﹤0.01%
+5,983
New +$158K
PBA icon
3615
Pembina Pipeline
PBA
$28.3B
$201K ﹤0.01%
8,500
-599,606
-99% -$14.1M
SYBT icon
3616
Stock Yards Bancorp
SYBT
$2.55B
$201K ﹤0.01%
4,955
-4,980
-50% -$197K
AWH
3617
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$201K ﹤0.01%
+1,993
New +$133K
CVGI icon
3618
Commercial Vehicle Group
CVGI
$127M
$200K ﹤0.01%
23,166
-22,608
-49% -$164K
CBUS icon
3619
Cibus
CBUS
$134M
$196K ﹤0.01%
931
-309
-25% -$62.6K
CGEN icon
3620
Compugen
CGEN
$244M
$196K ﹤0.01%
16,186
-18,546
-53% -$256K
ALEC icon
3621
Alector
ALEC
$262M
$195K ﹤0.01%
+12,902
New +$160K
STWD icon
3622
PUT
Starwood Property Trust
STWD
$6.02B
$195K ﹤0.01%
10,100
– –
CIVB icon
3623
Civista Bancshares
CIVB
$575M
$194K ﹤0.01%
+11,071
New +$175K
FMNB icon
3624
Farmers National Banc Corp
FMNB
$936M
$193K ﹤0.01%
14,518
+4,286
+42% +$53.6K
MRCC
3625
DELISTED
Monroe Capital Corp
MRCC
$193K ﹤0.01%
24,000
-3,675
-13% -$28.3K
143 144
145
146 147

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David Shaw's Q4 2020 Portfolio in Review

As of Q4 2020, David Shaw held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Snowflake worth $147M.

  • David Shaw's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
  • David Shaw added most to Snap in Q4 2020, an estimated $362M increase.
  • David Shaw's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
  • David Shaw fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
  • David Shaw's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
  • David Shaw opened 563 new positions and closed 477 in Q4 2020.
  • David Shaw's portfolio value rose 14% quarter-over-quarter to $112B.

Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.