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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGA icon
3601
SIGA Technologies
SIGA
$213M
$90K ﹤0.01%
+13,080
New +$88.9K
SLCA
3602
PUT
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$90K ﹤0.01%
30,000
– –
NERV icon
3603
Minerva Neurosciences
NERV
$231M
$89K ﹤0.01%
3,514
-9,482
-73% -$256K
PRQR icon
3604
ProQR Therapeutics
PRQR
$342M
$89K ﹤0.01%
18,531
+907
+5% +$4.74K
TZOO icon
3605
Travelzoo
TZOO
$68.5M
$89K ﹤0.01%
13,786
+2,439
+21% +$16.3K
LCIDW
3606
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$89K ﹤0.01%
+60,080
New +$92.1K
IDEX
3607
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$87K ﹤0.01%
+767
New +$122K
DVAX
3608
DELISTED
Dynavax Technologies
DVAX
$86K ﹤0.01%
19,846
-377,318
-95% -$2.69M
DSKE
3609
DELISTED
Daseke, Inc. Common Stock
DSKE
$86K ﹤0.01%
+16,105
New +$82.7K
CLVS
3610
DELISTED
Clovis Oncology, Inc.
CLVS
$86K ﹤0.01%
+14,677
New +$87.8K
NOA
3611
North American Construction
NOA
$366M
$83K ﹤0.01%
12,700
-1,600
-11% -$10.7K
RIG icon
3612
PUT
Transocean
RIG
$6.41B
$81K ﹤0.01%
100,000
-650,000
-87% -$1.06M
THCAW
3613
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$81K ﹤0.01%
162,500
– –
LQDT icon
3614
Liquidity Services
LQDT
$1.36B
$80K ﹤0.01%
10,661
-69
-0.6% -$454
FIT
3615
DELISTED
Fitbit, Inc. Class A common stock
FIT
$79K ﹤0.01%
+11,380
New +$73.9K
CASI
3616
DELISTED
CASI Pharmaceuticals
CASI
$78K ﹤0.01%
+5,085
New +$95.8K
BNED icon
3617
Barnes & Noble Education
BNED
$427M
$77K ﹤0.01%
297
-860
-74% -$193K
DMYT.WS
3618
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
$75K ﹤0.01%
+25,000
New +$55.9K
DSX icon
3619
Diana Shipping
DSX
$335M
$74K ﹤0.01%
75,325
+19,953
+36% +$20K
OXY.WS icon
3620
CALL
Occidental Petroleum Corp Warrants
OXY.WS
$35.5B
$72K ﹤0.01%
+24,096
New +$77K
VHC icon
3621
VirnetX Holding Corp
VHC
$52.4M
$71K ﹤0.01%
674
-4,127
-86% -$442K
YPF icon
3622
PUT
YPF Sociedad Anonima ADS
YPF
$20.2B
$71K ﹤0.01%
20,000
– –
APTS
3623
DELISTED
Preferred Apartment Communities, Inc.
APTS
$70K ﹤0.01%
13,001
-922
-7% -$6.27K
KDNY
3624
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$69K ﹤0.01%
5,682
-16,533
-74% -$222K
DRTT
3625
DELISTED
DIRTT Environmental Solutions Ltd. Common Shares
DRTT
$67K ﹤0.01%
42,600
-49,000
-53% -$73.4K
143 144
145
146 147

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.