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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.9B
AUM Growth
-$1.99B
Cap. Flow
-$5.64B
Cap. Flow %
-9.91%
Top 10 Hldgs %
9.69%
Holding
3,844
New
437
Increased
1,088
Reduced
1,534
Closed
599

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$446M
2
SLB icon
SLB Ltd
SLB
+$276M
3
AAPL icon
Apple
AAPL
+$267M
4
JNJ icon
Johnson & Johnson
JNJ
+$244M
5
TJX icon
TJX Companies
TJX
+$216M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$304M
2
AMZN icon
Amazon
AMZN
+$289M
3
YHOO
Yahoo Inc
YHOO
+$274M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$204M
5
BMY icon
Bristol-Myers Squibb
BMY
+$196M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Healthcare 11.06%
3 Financials 9.65%
4 Consumer Discretionary 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WATT icon
3601
Energous
WATT
$69.8M
– –
-79
Closed -$794K
WELL icon
3602
CALL
Welltower
WELL
$172B
– –
-10,000
Closed -$669K
WMB icon
3603
CALL
Williams Companies
WMB
$86.2B
– –
-190,000
Closed -$5.92M
WMB icon
3604
PUT
Williams Companies
WMB
$86.2B
– –
-80,000
Closed -$2.49M
WMK icon
3605
Weis Markets
WMK
$1.76B
– –
-25,061
Closed -$1.68M
WOLF icon
3606
PUT
Wolfspeed
WOLF
$1.34B
– –
-10,000
Closed -$264K
WOR icon
3607
CALL
Worthington Enterprises
WOR
$2.78B
– –
-15,247
Closed -$446K
WRLD icon
3608
World Acceptance Corp
WRLD
$878M
– –
-16,392
Closed -$1.05M
WSR
3609
DELISTED
Whitestone REIT
WSR
– –
-23,516
Closed -$338K
WT icon
3610
PUT
WisdomTree
WT
$3.56B
– –
-25,000
Closed -$279K
XBI icon
3611
State Street SPDR S&P Biotech ETF
XBI
$11.2B
– –
-10,000
Closed -$592K
XLV icon
3612
State Street Health Care Select Sector SPDR ETF
XLV
$45.5B
– –
-236,996
Closed -$16.3M
XRX icon
3613
Xerox
XRX
$381M
– –
-1,105,291
Closed -$25.4M
YUM icon
3614
CALL
Yum! Brands
YUM
$41.8B
– –
-40,000
Closed -$2.53M
YUM icon
3615
PUT
Yum! Brands
YUM
$41.8B
– –
-20,000
Closed -$1.27M
YUMC icon
3616
CALL
Yum China
YUMC
$16.9B
– –
-40,000
Closed -$1.04M
YUMC icon
3617
PUT
Yum China
YUMC
$16.9B
– –
-20,000
Closed -$522K
Z icon
3618
Zillow
Z
$8.07B
– –
-62,404
Closed -$2.22M
ZEUS
3619
DELISTED
Olympic Steel
ZEUS
– –
-13,308
Closed -$322K
ZTS icon
3620
PUT
Zoetis
ZTS
$32.1B
– –
-10,000
Closed -$535K
ZUMZ icon
3621
Zumiez
ZUMZ
$308M
– –
-75,605
Closed -$1.65M
CNH
3622
CNH Industrial
CNH
$19.1B
– –
-327,558
Closed -$2.48M
VIVS
3623
VivoSim Labs
VIVS
$3.83M
– –
-750
Closed -$610K
RVNC
3624
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-10,717
Closed -$222K
MRO
3625
DELISTED
Marathon Oil Corporation
MRO
– –
-2,462,876
Closed -$40.4M
143 144
145
146 147

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David Shaw's Q1 2017 Portfolio in Review

As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.

  • David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
  • David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
  • David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
  • David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
  • David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
  • David Shaw opened 437 new positions and closed 599 in Q1 2017.
  • David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.

Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.