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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMT
3601
DELISTED
Aimmune Therapeutics
AIMT
– –
-19,849
Closed -$215K
AMTD
3602
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-172,677
Closed -$5.38M
MINI
3603
DELISTED
Mobile Mini Inc
MINI
– –
-39,397
Closed -$1.36M
MNI
3604
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-13,311
Closed -$195K
LPT
3605
DELISTED
Liberty Property Trust
LPT
– –
-27,258
Closed -$1.08M
GWR
3606
PUT
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-52,300
Closed -$3.08M
CRZO
3607
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-40,000
Closed -$1.43M
CRR
3608
PUT
DELISTED
Carbo Ceramics Inc.
CRR
– –
-28,400
Closed -$372K
ONCE
3609
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-27,172
Closed -$1.39M
SEMG
3610
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-39,173
Closed -$1.27M
SEMG
3611
PUT
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-40,000
Closed -$1.3M
BID
3612
PUT
DELISTED
Sotheby's
BID
– –
-57,600
Closed -$1.58M
CHSP
3613
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-129,103
Closed -$3M
BKS
3614
DELISTED
Barnes & Noble
BKS
– –
-77,510
Closed -$880K
LXFT
3615
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-28,062
Closed -$1.46M
TIER
3616
DELISTED
TIER REIT, Inc.
TIER
– –
-66,470
Closed -$1.02M
ULTI
3617
CALL
DELISTED
Ultimate Software Group Inc
ULTI
– –
-10,000
Closed -$2.1M
RDC
3618
CALL
DELISTED
Rowan Companies Plc
RDC
– –
-50,000
Closed -$883K
RDC
3619
DELISTED
Rowan Companies Plc
RDC
– –
-20,366
Closed -$298K
MBFI
3620
DELISTED
MB Financial Corp
MBFI
– –
-34,514
Closed -$1.25M
ELGX
3621
DELISTED
Endologix Inc
ELGX
– –
-3,702
Closed -$461K
NFX
3622
CALL
DELISTED
Newfield Exploration
NFX
– –
-49,900
Closed -$2.21M
NFX
3623
PUT
DELISTED
Newfield Exploration
NFX
– –
-50,000
Closed -$2.21M
ATHN
3624
DELISTED
Athenahealth, Inc.
ATHN
– –
-48,241
Closed -$6.66M
DNB
3625
PUT
DELISTED
Dun & Bradstreet
DNB
– –
-13,900
Closed -$1.69M
143 144
145
146 147

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.