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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAT
3601
DELISTED
TransAtlantic Petroleum LTD.
TAT
$311K ﹤0.01%
57,692
-36,138
-39% -$252K
LNCO
3602
PUT
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$311K ﹤0.01%
+30,000
New +$576K
GDP
3603
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$309K ﹤0.01%
69,600
+40,000
+135% +$312K
PODD icon
3604
Insulet
PODD
$10.1B
$306K ﹤0.01%
6,651
-4,925
-43% -$211K
AMPE
3605
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$306K ﹤0.01%
298
+198
+198% +$212K
ADVS
3606
CALL
DELISTED
Advent Software Inc
ADVS
$306K ﹤0.01%
10,000
– –
WMK icon
3607
Weis Markets
WMK
$1.76B
$305K ﹤0.01%
6,372
-1,680
-21% -$73.5K
FORR icon
3608
Forrester Research
FORR
$228M
$304K ﹤0.01%
7,718
-1,007
-12% -$39.9K
IDCC icon
3609
CALL
InterDigital
IDCC
$8.8B
$302K ﹤0.01%
5,700
– –
JIVE
3610
PUT
DELISTED
Jive Software, Inc.
JIVE
$302K ﹤0.01%
50,000
– –
CPE
3611
DELISTED
Callon Petroleum Company
CPE
$301K ﹤0.01%
5,520
+4,080
+283% +$241K
ABB
3612
DELISTED
ABB Ltd
ABB
$301K ﹤0.01%
14,231
-65,688
-82% -$1.42M
SC
3613
PUT
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$300K ﹤0.01%
15,300
-11,000
-42% -$202K
NMFC icon
3614
New Mountain Finance
NMFC
$722M
$297K ﹤0.01%
19,866
-59,269
-75% -$873K
KLXI
3615
DELISTED
KLX Inc.
KLXI
$297K ﹤0.01%
+8,539
New +$300K
PCL
3616
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$297K ﹤0.01%
6,940
-38,249
-85% -$1.57M
CHRW icon
3617
C.H. Robinson
CHRW
$16.7B
$296K ﹤0.01%
+3,956
New +$282K
EARN
3618
Ellington Residential Mortgage REIT
EARN
$168M
$296K ﹤0.01%
+18,188
New +$315K
UI icon
3619
CALL
Ubiquiti
UI
$33.5B
$296K ﹤0.01%
10,000
– –
TARO
3620
PUT
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$296K ﹤0.01%
2,000
– –
BKE icon
3621
Buckle
BKE
$2.29B
$295K ﹤0.01%
5,617
-2,193
-28% -$108K
MFIN icon
3622
Medallion Financial
MFIN
$267M
$295K ﹤0.01%
+29,507
New +$322K
KANG
3623
DELISTED
iKang Healthcare Group, Inc.
KANG
$295K ﹤0.01%
+19,600
New +$349K
SWC
3624
PUT
DELISTED
Stillwater Mining Co
SWC
$295K ﹤0.01%
20,000
– –
HUN icon
3625
PUT
Huntsman Corp
HUN
$1.68B
$294K ﹤0.01%
12,900
-40,000
-76% -$970K
143 144
145
146 147

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.