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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YETI icon
3576
CALL
Yeti Holdings
YETI
$3.05B
$857K ﹤0.01%
10,000
– –
LEVI icon
3577
CALL
Levi Strauss
LEVI
$8.25B
$855K ﹤0.01%
34,900
-99,700
-74% -$2.69M
LL
3578
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$854K ﹤0.01%
45,700
– –
GRUB
3579
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$852K ﹤0.01%
58,625
– –
FRT icon
3580
Federal Realty Investment Trust
FRT
$10.2B
$851K ﹤0.01%
7,210
-17,046
-70% -$2.02M
TGNA
3581
DELISTED
TEGNA Inc
TGNA
$851K ﹤0.01%
43,130
-156,893
-78% -$2.85M
FITB
3582
PUT
Fifth Third Bancorp
FITB
$50B
$849K ﹤0.01%
20,000
– –
GTBP icon
3583
GT Biopharma
GTBP
$13.1M
$848K ﹤0.01%
4,196
+3,605
+610% +$1.08M
APPH
3584
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$848K ﹤0.01%
+130,000
New +$1.29M
JKS
3585
PUT
JinkoSolar
JKS
$715M
$847K ﹤0.01%
18,500
– –
ZEUS
3586
DELISTED
Olympic Steel
ZEUS
$846K ﹤0.01%
34,739
-12,999
-27% -$359K
CNI icon
3587
Canadian National Railway
CNI
$77.1B
$845K ﹤0.01%
7,300
-257,992
-97% -$28.5M
CTBI icon
3588
Community Trust Bancorp
CTBI
$1.38B
$845K ﹤0.01%
20,070
-3,353
-14% -$136K
RDUS
3589
DELISTED
Radius Recycling
RDUS
$842K ﹤0.01%
19,214
+9,581
+99% +$463K
MFG icon
3590
Mizuho Financial
MFG
$127B
$840K ﹤0.01%
295,699
-30,785
-9% -$88.7K
WSM icon
3591
Williams-Sonoma
WSM
$28B
$840K ﹤0.01%
9,478
-226,382
-96% -$19.2M
AXDX
3592
DELISTED
Accelerate Diagnostics
AXDX
$839K ﹤0.01%
14,394
+513
+4% +$33.5K
GGAL icon
3593
CALL
Galicia Financial Group
GGAL
$7.05B
$839K ﹤0.01%
+83,300
New +$763K
INDB icon
3594
Independent Bank
INDB
$3.92B
$839K ﹤0.01%
11,012
-26,632
-71% -$1.95M
TBSA
3595
DELISTED
TB SA Acquisition Corp Class A Ordinary Share
TBSA
$839K ﹤0.01%
+85,550
New +$826K
SABS icon
3596
SAB Biotherapeutics
SABS
$353M
$838K ﹤0.01%
8,318
– –
CYCN icon
3597
Cyclerion Therapeutics
CYCN
$19.4M
$837K ﹤0.01%
13,628
-5,135
-27% -$336K
NTNX icon
3598
PUT
Nutanix
NTNX
$17.7B
$837K ﹤0.01%
+22,200
New +$839K
MDU icon
3599
MDU Resources
MDU
$4.27B
$833K ﹤0.01%
73,845
-251,088
-77% -$3.01M
FACA
3600
DELISTED
Figure Acquisition Corp. I
FACA
$833K ﹤0.01%
84,590
+44,960
+113% +$443K
142 143
144
145 146

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.