We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CECO icon
3576
Ceco Environmental
CECO
$4.18B
$116K ﹤0.01%
15,940
-43,375
-73% -$328K
CLNE icon
3577
Clean Energy Fuels
CLNE
$351M
$116K ﹤0.01%
46,753
-220,269
-82% -$573K
LPL icon
3578
LG Display
LPL
$3.29B
$116K ﹤0.01%
17,794
-39,225
-69% -$231K
NOK icon
3579
CALL
Nokia
NOK
$55.6B
$115K ﹤0.01%
29,300
– –
VIA
3580
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$113K ﹤0.01%
2,712
-3,959
-59% -$161K
BMY.RT
3581
CALL
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$113K ﹤0.01%
50,000
– –
FMNB icon
3582
Farmers National Banc Corp
FMNB
$930M
$112K ﹤0.01%
+10,232
New +$116K
BRW
3583
Saba Capital Income & Opportunities Fund
BRW
$329M
$110K ﹤0.01%
12,500
– –
HTT
3584
CALL
High Templar Tech Ltd
HTT
$393M
$110K ﹤0.01%
88,900
– –
KODK icon
3585
Kodak
KODK
$948M
$109K ﹤0.01%
+12,401
New +$96.9K
CMCT
3586
Creative Media & Community Trust
CMCT
$14.3M
– –
0
– –
BGSF icon
3587
BGSF Inc
BGSF
$57.5M
$107K ﹤0.01%
+12,637
New +$122K
MNRL
3588
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$107K ﹤0.01%
+12,008
New +$132K
AR icon
3589
Antero Resources
AR
$11.7B
$106K ﹤0.01%
38,539
-26,223
-40% -$83.1K
AVDL
3590
DELISTED
Avadel Pharmaceuticals
AVDL
$103K ﹤0.01%
20,342
-76,072
-79% -$553K
FARM
3591
DELISTED
Farmer Brothers
FARM
$101K ﹤0.01%
22,742
-39,512
-63% -$234K
APA icon
3592
CALL
APA Corp
APA
$15.1B
$99K ﹤0.01%
10,500
-48,000
-82% -$657K
AMC icon
3593
CALL
AMC Entertainment Holdings
AMC
$2.38B
$96K ﹤0.01%
2,040
– –
HMY icon
3594
Harmony Gold Mining
HMY
$14.3B
$95K ﹤0.01%
+18,100
New +$108K
RIG icon
3595
Transocean
RIG
$6.44B
$94K ﹤0.01%
116,147
-2,175,303
-95% -$3.56M
LTHM
3596
DELISTED
Livent Corporation
LTHM
$94K ﹤0.01%
10,447
-806
-7% -$6.06K
JMIA
3597
Jumia Technologies
JMIA
$808M
$93K ﹤0.01%
+11,649
New +$117K
PBFS icon
3598
Pioneer Bancorp
PBFS
$418M
$92K ﹤0.01%
10,414
-1,978
-16% -$17.2K
TGS icon
3599
Transportadora de Gas del Sur
TGS
$4.29B
$92K ﹤0.01%
+22,145
New +$114K
GPMT
3600
Granite Point Mortgage Trust
GPMT
$52.5M
$90K ﹤0.01%
12,663
-118,155
-90% -$796K
142 143
144
145 146

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.