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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAT icon
3576
Globalstar
GSAT
$10.6B
$197K ﹤0.01%
31,686
-12,586
-28% -$79.3K
GNE icon
3577
Genie Energy
GNE
$402M
$195K ﹤0.01%
26,077
+3,856
+17% +$33.7K
KRO icon
3578
KRONOS Worldwide
KRO
$1B
$192K ﹤0.01%
+15,494
New +$192K
ESTE
3579
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$191K ﹤0.01%
58,853
+10,579
+22% +$45.1K
RLGT icon
3580
Radiant Logistics
RLGT
$395M
$189K ﹤0.01%
36,558
+9,688
+36% +$50.3K
RESI
3581
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$189K ﹤0.01%
16,389
-74,410
-82% -$861K
FLG
3582
CALL
Flagstar Bank National Association
FLG
$5.57B
$188K ﹤0.01%
+5,000
New +$172K
ANF icon
3583
PUT
Abercrombie & Fitch
ANF
$4.99B
$186K ﹤0.01%
11,900
– –
AU icon
3584
CALL
AngloGold Ashanti
AU
$60.9B
$186K ﹤0.01%
10,200
– –
BNED icon
3585
Barnes & Noble Education
BNED
$430M
$186K ﹤0.01%
597
-16
-3% -$5.6K
NSCO.WS
3586
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$186K ﹤0.01%
+216,666
New +$186K
YPF icon
3587
PUT
YPF Sociedad Anonima ADS
YPF
$20.1B
$185K ﹤0.01%
+20,000
New +$258K
SFL icon
3588
SFL Corp
SFL
$1.63B
$182K ﹤0.01%
+12,969
New +$174K
CTST
3589
DELISTED
CannTrust Holdings Inc. Common Share
CTST
$182K ﹤0.01%
+161,400
New +$362K
UA icon
3590
PUT
Under Armour Class C
UA
$2.25B
$181K ﹤0.01%
10,000
– –
CYH icon
3591
CALL
Community Health Systems
CYH
$424M
$180K ﹤0.01%
50,000
– –
LRMR icon
3592
Larimar Therapeutics
LRMR
$421M
$180K ﹤0.01%
20,322
+11,890
+141% +$130K
REGI
3593
DELISTED
Renewable Energy Group, Inc.
REGI
$180K ﹤0.01%
11,986
-32,922
-73% -$454K
HAPN
3594
Happen Inc
HAPN
$2.11B
$178K ﹤0.01%
13,575
-41,410
-75% -$598K
SVRA icon
3595
Savara
SVRA
$1.14B
$178K ﹤0.01%
+67,154
New +$168K
BINI
3596
DELISTED
Bollinger Innovations
BINI
– –
0
– –
INSM icon
3597
CALL
Insmed
INSM
$27.1B
$176K ﹤0.01%
10,000
– –
HPE icon
3598
Hewlett Packard
HPE
$69.4B
$175K ﹤0.01%
+11,538
New +$164K
AMAL icon
3599
Amalgamated Financial
AMAL
$1.46B
$173K ﹤0.01%
+10,774
New +$176K
TH icon
3600
Target Hospitality
TH
$1.78B
$171K ﹤0.01%
+25,094
New +$190K
142 143
144
145 146

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.