David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
CALL
FIVE9
FIVN
$2.41B
| $257K | ﹤0.01% |
4,000
| – | – |
|
3552
Enpro
NPO
$6.42B
| $257K | ﹤0.01% |
2,119
+14
| +0.7% | +$1.84K |
|
3553
Lincoln Electric
LECO
$15.3B
| $257K | ﹤0.01% |
1,412
| – | – |
|
|
BTMWW
3554
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
| $256K | ﹤0.01% |
1,350,000
+600,000
| +80% | +$127K |
|
3555
Napco Security Technologies
NSSC
$1.3B
| $255K | ﹤0.01% |
11,475
-63,431
| -85% | -$1.92M |
|
3556
Patrick Industries
PATK
$2.74B
| $255K | ﹤0.01% |
+5,102
| New | +$276K |
|
|
NGD
3557
DELISTED
New Gold Inc
NGD
| $255K | ﹤0.01% |
280,005
-169,185
| -38% | -$180K |
|
|
GCMGW
3558
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
| $255K | ﹤0.01% |
842,417
+458,800
| +120% | +$144K |
|
3559
Heron Therapeutics
HRTX
$61.3M
| $253K | ﹤0.01% |
245,273
-103,687
| -30% | -$148K |
|
3560
Tompkins Financial
TMP
$1.41B
| $250K | ﹤0.01% |
+5,095
| New | +$276K |
|
3561
CALL
Goodyear
GT
$1.78B
| $249K | ﹤0.01% |
+20,000
| New | +$272K |
|
|
HDSN
3562
Hudson Technologies
HDSN
$230M
| $248K | ﹤0.01% |
+18,647
| New | +$201K |
|
|
AMK
3563
DELISTED
AssetMark Financial Holdings, Inc.
AMK
| $247K | ﹤0.01% |
9,862
-17,597
| -64% | -$501K |
|
3564
Primis Financial Corp
FRST
$398M
| $246K | ﹤0.01% |
30,159
+5,615
| +23% | +$49.6K |
|
3565
Hackett Group
HCKT
$278M
| $245K | ﹤0.01% |
10,400
-6,476
| -38% | -$151K |
|
|
BFS
3566
Saul Centers
BFS
$844M
| $245K | ﹤0.01% |
+6,942
| New | +$259K |
|
3567
CALL
Fiverr
FVRR
$344M
| $245K | ﹤0.01% |
10,000
| – | – |
|
3568
City Holding Co
CHCO
$2.03B
| $245K | ﹤0.01% |
2,708
-612
| -18% | -$56.8K |
|
3569
PUT
Weatherford International
WFRD
$6.32B
| $244K | ﹤0.01% |
+2,700
| New | +$228K |
|
|
EOSEW
3570
Eos Energy Enterprises Warrant
EOSEW
$29.2M
| $242K | ﹤0.01% |
+578,709
| New | +$526K |
|
|
ATRI
3571
DELISTED
Atrion Corp
ATRI
| $242K | ﹤0.01% |
586
| – | – |
|
3572
PUT
Digital Realty Trust
DLR
$71.2B
| $242K | ﹤0.01% |
2,000
-21,500
| -91% | -$2.64M |
|
3573
Penumbra
PEN
$12.8B
| $242K | ﹤0.01% |
1,000
-15,578
| -94% | -$4.33M |
|
3574
Universal Technical Institute
UTI
$1.24B
| $241K | ﹤0.01% |
28,742
+720
| +3% | +$5.61K |
|
|
CMRX
3575
DELISTED
Chimerix, Inc.
CMRX
| $240K | ﹤0.01% |
249,898
-82,986
| -25% | -$90.3K |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.