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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEIC icon
3551
SEI Investments
SEIC
$13.1B
– –
-32,091
Closed -$1.73M
SGRY icon
3552
Surgery Partners
SGRY
$1.9B
– –
-15,145
Closed -$345K
SHW icon
3553
CALL
Sherwin-Williams
SHW
$84.1B
– –
-60,000
Closed -$7.02M
SM icon
3554
CALL
SM Energy
SM
$8.85B
– –
-10,800
Closed -$179K
SMHI icon
3555
CALL
SEACOR Marine Holdings
SMHI
$270M
– –
-10,000
Closed -$204K
SNCR
3556
CALL
DELISTED
Synchronoss Technologies
SNCR
– –
-2,411
Closed -$357K
SNCR
3557
PUT
DELISTED
Synchronoss Technologies
SNCR
– –
-3,378
Closed -$500K
SRG
3558
Seritage Growth Properties
SRG
$120M
– –
-5,783
Closed -$243K
SRG
3559
PUT
Seritage Growth Properties
SRG
$120M
– –
-14,800
Closed -$621K
STLD icon
3560
PUT
Steel Dynamics
STLD
$32.8B
– –
-20,800
Closed -$745K
STRA icon
3561
CALL
Strategic Education
STRA
$1.85B
– –
-10,800
Closed -$1.01M
STRA icon
3562
PUT
Strategic Education
STRA
$1.85B
– –
-21,900
Closed -$2.04M
TCBI icon
3563
CALL
Texas Capital Bancshares
TCBI
$4.27B
– –
-6,400
Closed -$495K
TCBI icon
3564
PUT
Texas Capital Bancshares
TCBI
$4.27B
– –
-20,900
Closed -$1.62M
TCMD icon
3565
Tactile Systems Technology
TCMD
$540M
– –
-12,251
Closed -$350K
TCX icon
3566
CALL
Tucows
TCX
$103M
– –
-12,400
Closed -$663K
TDOC icon
3567
Teladoc Health
TDOC
$1.16B
– –
-106,450
Closed -$3.69M
TDW icon
3568
Tidewater
TDW
$4.74B
– –
-1,993
Closed -$47K
TGNA
3569
DELISTED
TEGNA Inc
TGNA
– –
-14,125
Closed -$204K
THS
3570
PUT
DELISTED
Treehouse Foods
THS
– –
-40,300
Closed -$3.29M
TNDM icon
3571
Tandem Diabetes Care
TNDM
$1.55B
– –
-3,477
Closed -$28K
TOWN icon
3572
PUT
Towne Bank
TOWN
$3.49B
– –
-20,000
Closed -$616K
TR icon
3573
Tootsie Roll Industries
TR
$3.08B
– –
-10,349
Closed -$276K
TRAK icon
3574
ReposiTrak
TRAK
$145M
– –
-13,699
Closed -$166K
TRMK icon
3575
Trustmark
TRMK
$2.7B
– –
-6,222
Closed -$200K
141 142
143
144 145

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.