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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROP icon
3551
CALL
Roper Technologies
ROP
$40.7B
– –
-10,000
Closed -$1.82M
RPM icon
3552
RPM International
RPM
$13.9B
– –
-46,511
Closed -$2.5M
RYN icon
3553
Rayonier
RYN
$6.31B
– –
-8,593
Closed -$207K
SAGE
3554
PUT
DELISTED
Sage Therapeutics
SAGE
– –
-20,000
Closed -$921K
SBS icon
3555
Sabesp
SBS
$16.2B
– –
-1,871,024
Closed -$3.36M
SBUX icon
3556
Starbucks
SBUX
$122B
– –
-42,409
Closed -$2.35M
SCHW
3557
Charles Schwab
SCHW
$194B
– –
-81,289
Closed -$2.9M
SF
3558
CALL
Stifel
SF
$12.2B
– –
-19,800
Closed -$338K
SF
3559
PUT
Stifel
SF
$12.2B
– –
-73,125
Closed -$1.25M
SKX
3560
DELISTED
Skechers
SKX
– –
-101,530
Closed -$2.34M
SM icon
3561
PUT
SM Energy
SM
$8.85B
– –
-32,200
Closed -$1.24M
SPB icon
3562
Spectrum Brands
SPB
$2B
– –
-23,248
Closed -$3.2M
SPNT icon
3563
SiriusPoint
SPNT
$2.74B
– –
-12,995
Closed -$156K
SSYS icon
3564
Stratasys
SSYS
$692M
– –
-53,869
Closed -$1.06M
SSYS icon
3565
PUT
Stratasys
SSYS
$692M
– –
-10,000
Closed -$241K
STNG icon
3566
Scorpio Tankers
STNG
$3.93B
– –
-12,390
Closed -$574K
SVC
3567
CALL
Service Properties Trust
SVC
$1.05B
– –
-4,000
Closed -$594K
SXI icon
3568
Standex International
SXI
$3.76B
– –
-2,766
Closed -$257K
TNXP icon
3569
Tonix Pharmaceuticals
TNXP
$215M
– –
0
– -$82K
TOL icon
3570
Toll Brothers
TOL
$13.7B
– –
-58,012
Closed -$1.72M
TPH
3571
DELISTED
Tri Pointe Homes
TPH
– –
-195,796
Closed -$2.58M
TRGP icon
3572
Targa Resources
TRGP
$64.1B
– –
-17,555
Closed -$887K
TRGP icon
3573
PUT
Targa Resources
TRGP
$64.1B
– –
-30,000
Closed -$1.47M
TRMK icon
3574
Trustmark
TRMK
$2.7B
– –
-14,844
Closed -$409K
TS icon
3575
Tenaris
TS
$26.6B
– –
-156,029
Closed -$4.43M
141 142
143
144 145

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.