We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIR
3551
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
$357K ﹤0.01%
1,500
– –
IHG icon
3552
PUT
InterContinental Hotels
IHG
$24.1B
$356K ﹤0.01%
6,973
-24
-0.3% -$1.25K
SC
3553
CALL
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$356K ﹤0.01%
20,000
– –
ENV
3554
DELISTED
ENVESTNET, INC.
ENV
$356K ﹤0.01%
7,907
-1,470
-16% -$67.3K
BCIC
3555
BCP Investment Corp
BCIC
$95.7M
$355K ﹤0.01%
4,269
+3,213
+304% +$262K
BKE icon
3556
Buckle
BKE
$2.25B
$354K ﹤0.01%
+7,810
New +$361K
CNP icon
3557
CenterPoint Energy
CNP
$25.6B
$354K ﹤0.01%
14,478
-57,201
-80% -$1.41M
SFXE
3558
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$354K ﹤0.01%
70,506
+45,981
+187% +$308K
WLT
3559
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$353K ﹤0.01%
150,800
-52,900
-26% -$274K
GOOD
3560
Gladstone Commercial Corp
GOOD
$635M
$352K ﹤0.01%
20,725
-35,888
-63% -$639K
MTUS icon
3561
PUT
Metallus
MTUS
$800M
$351K ﹤0.01%
+7,550
New +$349K
ANGI icon
3562
PUT
Angi Inc
ANGI
$200M
$350K ﹤0.01%
+5,500
New +$467K
NVEC icon
3563
NVE Corp
NVEC
$517M
$350K ﹤0.01%
5,422
-969
-15% -$62.1K
MINI
3564
CALL
DELISTED
Mobile Mini Inc
MINI
$350K ﹤0.01%
10,000
– –
MWA icon
3565
Mueller Water Products
MWA
$3.89B
$349K ﹤0.01%
42,202
-2,683
-6% -$23.2K
DLX icon
3566
PUT
Deluxe
DLX
$1.1B
$348K ﹤0.01%
6,300
– –
TRMK icon
3567
Trustmark
TRMK
$2.68B
$347K ﹤0.01%
15,082
+3,308
+28% +$78.4K
LCI
3568
DELISTED
Lannett Company, Inc.
LCI
$347K ﹤0.01%
+1,900
New +$304K
AFFX
3569
DELISTED
Affymetrix Inc
AFFX
$347K ﹤0.01%
43,396
-80,491
-65% -$690K
PKT
3570
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$347K ﹤0.01%
36,262
+5,162
+17% +$51.3K
SANM icon
3571
CALL
Sanmina
SANM
$10.2B
$346K ﹤0.01%
16,600
– –
EXXI
3572
CALL
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$346K ﹤0.01%
30,500
– –
EBF icon
3573
Ennis
EBF
$543M
$345K ﹤0.01%
+26,186
New +$376K
MRIN
3574
DELISTED
Marin Software
MRIN
$345K ﹤0.01%
956
+313
+49% +$118K
MINI
3575
DELISTED
Mobile Mini Inc
MINI
$345K ﹤0.01%
9,857
+3,927
+66% +$161K
141 142
143
144 145

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.