We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAC icon
3526
Camden National
CAC
$956M
$912K ﹤0.01%
19,041
-3,169
-14% -$146K
COLL icon
3527
Collegium Pharmaceutical
COLL
$853M
$910K ﹤0.01%
+46,079
New +$996K
JWN
3528
DELISTED
Nordstrom
JWN
$909K ﹤0.01%
34,373
+27,281
+385% +$871K
MAXN
3529
DELISTED
Maxeon Solar Technologies
MAXN
$909K ﹤0.01%
515
-2
-0.4% -$3.42K
ECHO
3530
DELISTED
Echo Global Logistics, Inc.
ECHO
$909K ﹤0.01%
19,050
-26,996
-59% -$933K
APD icon
3531
Air Products & Chemicals
APD
$68.3B
$908K ﹤0.01%
3,545
+1,465
+70% +$405K
DOC
3532
DELISTED
PHYSICIANS REALTY TRUST
DOC
$908K ﹤0.01%
51,498
-83,416
-62% -$1.54M
CVAC
3533
DELISTED
CureVac
CVAC
$907K ﹤0.01%
16,613
-1,396
-8% -$84.1K
TRTL.WS
3534
DELISTED
TortoiseEcofin Acquisition Corp. III Warrant, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TRTL.WS
$906K ﹤0.01%
+742,500
New +$816K
DBRG icon
3535
CALL
DigitalBridge
DBRG
$2.95B
$905K ﹤0.01%
37,500
– –
SPB icon
3536
Spectrum Brands
SPB
$2.04B
$904K ﹤0.01%
9,453
-22,140
-70% -$1.88M
WLY icon
3537
John Wiley & Sons Class A
WLY
$2.7B
$904K ﹤0.01%
17,317
-10,372
-37% -$595K
ICFI icon
3538
ICF International
ICFI
$1.6B
$903K ﹤0.01%
10,111
+1,673
+20% +$152K
BWB icon
3539
Bridgewater Bancshares
BWB
$590M
$902K ﹤0.01%
51,525
+3,184
+7% +$51.7K
CHUY
3540
CALL
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$899K ﹤0.01%
28,500
– –
A icon
3541
CALL
Agilent Technologies
A
$43.8B
$898K ﹤0.01%
+5,700
New +$922K
SXI icon
3542
Standex International
SXI
$3.7B
$896K ﹤0.01%
+9,063
New +$862K
NVRO
3543
CALL
DELISTED
NEVRO CORP.
NVRO
$896K ﹤0.01%
+7,700
New +$1.01M
AUY
3544
DELISTED
Yamana Gold, Inc.
AUY
$896K ﹤0.01%
226,098
-1,133,041
-83% -$4.8M
AWH
3545
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$893K ﹤0.01%
18,321
+13,817
+307% +$854K
XELA
3546
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$892K ﹤0.01%
+115
New +$1.18M
CHEF icon
3547
CALL
Chefs' Warehouse
CHEF
$4.57B
$889K ﹤0.01%
27,300
– –
ATO icon
3548
Atmos Energy
ATO
$28.6B
$888K ﹤0.01%
+10,068
New +$974K
CRNX icon
3549
Crinetics Pharmaceuticals
CRNX
$9B
$886K ﹤0.01%
42,095
+10,863
+35% +$227K
KWAC
3550
DELISTED
Kingswood Acquisition Corp.
KWAC
$884K ﹤0.01%
87,638
– –
140 141
142
143 144

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.