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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.31%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$81.2B
AUM Growth
+$1.02B
Cap. Flow
+$958M
Cap. Flow %
1.18%
Top 10 Hldgs %
10.24%
Holding
4,189
New
550
Increased
1,503
Reduced
1,391
Closed
422

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$354M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$309M
3
MSFT icon
Microsoft
MSFT
+$307M
4
ADP icon
Automatic Data Processing
ADP
+$266M
5
C icon
Citigroup
C
+$251M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$567M
2
FIS icon
Fidelity National Information Services
FIS
+$410M
3
MDT icon
Medtronic
MDT
+$359M
4
AMZN icon
Amazon
AMZN
+$297M
5
ATVI
Activision Blizzard
ATVI
+$272M

Sector Composition

Rank Sector Weight
1 Technology 15.15%
2 Consumer Discretionary 12.74%
3 Healthcare 11.89%
4 Financials 8.05%
5 Industrials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INBK icon
3526
First Internet Bancorp
INBK
$250M
$231K ﹤0.01%
+10,777
New +$222K
PSEC icon
3527
Prospect Capital
PSEC
$1.16B
$230K ﹤0.01%
34,931
-87,163
-71% -$575K
CHNG
3528
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$230K ﹤0.01%
+19,000
New +$261K
NWHM
3529
DELISTED
THE NEW HOME COMPANY INC.
NWHM
$230K ﹤0.01%
52,798
+19,588
+59% +$80.4K
KAI icon
3530
Kadant
KAI
$3.69B
$229K ﹤0.01%
2,609
-383
-13% -$32.8K
AGTC
3531
DELISTED
Applied Genetic Technologies Corporation
AGTC
$228K ﹤0.01%
54,702
-3,200
-6% -$11.6K
ABTX
3532
DELISTED
Allegiance Bancshares
ABTX
$228K ﹤0.01%
+7,092
New +$235K
AG icon
3533
PUT
First Majestic Silver
AG
$10.3B
$227K ﹤0.01%
25,000
– –
ONTO icon
3534
Onto Innovation
ONTO
$17.3B
$227K ﹤0.01%
6,954
-85,865
-93% -$2.67M
CUB
3535
DELISTED
Cubic Corporation
CUB
$227K ﹤0.01%
+3,223
New +$221K
RELX icon
3536
RELX
RELX
$63.4B
$226K ﹤0.01%
+9,510
New +$227K
TCRT icon
3537
Alaunos Therapeutics
TCRT
$4.37M
$225K ﹤0.01%
351
-1,622
-82% -$1.29M
MDLA
3538
DELISTED
Medallia, Inc.
MDLA
$225K ﹤0.01%
+8,200
New +$291K
AAOI icon
3539
CALL
Applied Optoelectronics
AAOI
$9.1B
$224K ﹤0.01%
20,000
– –
CGEN icon
3540
Compugen
CGEN
$245M
$224K ﹤0.01%
52,833
+41,142
+352% +$154K
AAON icon
3541
Aaon
AAON
$6.27B
$223K ﹤0.01%
7,283
-450
-6% -$14.5K
HLF icon
3542
PUT
Herbalife
HLF
$1.32B
$223K ﹤0.01%
+5,900
New +$230K
CMBT
3543
CMB.TECH NV
CMBT
$5.27B
$223K ﹤0.01%
24,264
-143,457
-86% -$1.21M
MBT
3544
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$223K ﹤0.01%
27,532
+6,665
+32% +$54.7K
MBWM icon
3545
Mercantile Bank Corp
MBWM
$1.04B
$220K ﹤0.01%
6,715
+500
+8% +$16.1K
DO
3546
DELISTED
Diamond Offshore Drilling
DO
$219K ﹤0.01%
39,448
+11,483
+41% +$83.9K
CNX icon
3547
PUT
CNX Resources
CNX
$5.4B
$217K ﹤0.01%
+29,900
New +$224K
DAN icon
3548
PUT
Dana Inc
DAN
$3.24B
$217K ﹤0.01%
+15,000
New +$233K
SPB icon
3549
PUT
Spectrum Brands
SPB
$2.03B
$216K ﹤0.01%
4,100
– –
KB icon
3550
KB Financial Group
KB
$41.7B
$215K ﹤0.01%
6,021
-91,881
-94% -$3.24M
140 141
142
143 144

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David Shaw's Q3 2019 Portfolio in Review

As of Q3 2019, David Shaw held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
  • David Shaw added most to PayPal in Q3 2019, an estimated $354M increase.
  • David Shaw's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
  • David Shaw fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
  • David Shaw's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
  • David Shaw opened 550 new positions and closed 422 in Q3 2019.
  • David Shaw's portfolio value rose 1.3% quarter-over-quarter to $81.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.