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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$83.2B
AUM Growth
+$6.58B
Cap. Flow
+$1.96B
Cap. Flow %
2.35%
Top 10 Hldgs %
9.47%
Holding
4,167
New
494
Increased
1,413
Reduced
1,463
Closed
484

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$501M
2
BKNG icon
Booking.com
BKNG
+$470M
3
QCOM icon
Qualcomm
QCOM
+$398M
4
CVX icon
Chevron
CVX
+$268M
5
META icon
Meta Platforms (Facebook)
META
+$224M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$914M
2
NFLX icon
Netflix
NFLX
+$305M
3
JNJ icon
Johnson & Johnson
JNJ
+$244M
4
MCD icon
McDonald's
MCD
+$241M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$222M

Sector Composition

Rank Sector Weight
1 Technology 15.48%
2 Consumer Discretionary 12.64%
3 Healthcare 10.55%
4 Financials 8.76%
5 Industrials 6.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GYRE icon
3526
Gyre Therapeutics
GYRE
$683M
$168K ﹤0.01%
+2,080
New +$165K
TKKSW
3527
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$167K ﹤0.01%
+726,700
New +$178K
NVAX icon
3528
Novavax
NVAX
$1.46B
$166K ﹤0.01%
4,417
+2,752
+165% +$77.5K
VHC icon
3529
VirnetX Holding Corp
VHC
$52.1M
$166K ﹤0.01%
1,785
-4,334
-71% -$295K
MACK
3530
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$165K ﹤0.01%
+39,339
New +$166K
RRTS
3531
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$162K ﹤0.01%
7,739
-22,840
-75% -$1.01M
HK
3532
DELISTED
Halcon Resources Corporation
HK
$160K ﹤0.01%
+35,700
New +$150K
HMY icon
3533
Harmony Gold Mining
HMY
$14.3B
$159K ﹤0.01%
95,947
-540,265
-85% -$909K
NBR icon
3534
PUT
Nabors Industries
NBR
$1.31B
$157K ﹤0.01%
+510
New +$158K
NRE
3535
DELISTED
NorthStar Realty Europe Corp.
NRE
$157K ﹤0.01%
11,053
-33,122
-75% -$451K
FRBK
3536
DELISTED
Republic First Bancorp Inc
FRBK
$155K ﹤0.01%
21,655
-4,233
-16% -$32.3K
PAAS icon
3537
CALL
Pan American Silver
PAAS
$22.2B
$154K ﹤0.01%
+10,400
New +$166K
IBRX icon
3538
ImmunityBio
IBRX
$8.03B
$152K ﹤0.01%
41,164
-15,432
-27% -$48.8K
BFX
3539
DELISTED
BowFlex Inc.
BFX
$152K ﹤0.01%
+10,883
New +$157K
SMTA
3540
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$149K ﹤0.01%
12,897
-36,994
-74% -$393K
CMT icon
3541
Core Molding Technologies
CMT
$222M
$147K ﹤0.01%
22,063
+11,976
+119% +$129K
VSI
3542
PUT
DELISTED
Vitamin Shoppe Inc.
VSI
$147K ﹤0.01%
+14,700
New +$152K
RJET
3543
Republic Airways Holdings
RJET
$879M
$144K ﹤0.01%
+695
New +$142K
VSI
3544
CALL
DELISTED
Vitamin Shoppe Inc.
VSI
$143K ﹤0.01%
14,300
– –
CLDX icon
3545
Celldex Therapeutics
CLDX
$3.19B
$138K ﹤0.01%
20,468
-1,159
-5% -$8.11K
PVLA
3546
Palvella Therapeutics
PVLA
$2.1B
$135K ﹤0.01%
+301
New +$131K
FSP
3547
Franklin Street Properties
FSP
$48.2M
$134K ﹤0.01%
16,783
-40,252
-71% -$340K
RMTI icon
3548
Rockwell Medical
RMTI
$31.8M
$129K ﹤0.01%
278
-12
-4% -$5.81K
CBL
3549
DELISTED
CBL& Associates Properties, Inc.
CBL
$127K ﹤0.01%
+31,800
New +$152K
PXLW icon
3550
Pixelworks
PXLW
$40.8M
$125K ﹤0.01%
2,301
+872
+61% +$43.7K
140 141
142
143 144

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David Shaw's Q3 2018 Portfolio in Review

As of Q3 2018, David Shaw held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
  • David Shaw added most to AT&T in Q3 2018, an estimated $501M increase.
  • David Shaw's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
  • David Shaw fully exited RH in Q3 2018, selling an estimated $43.2M.
  • David Shaw's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
  • David Shaw opened 494 new positions and closed 484 in Q3 2018.
  • David Shaw's portfolio value rose 8.6% quarter-over-quarter to $83.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.