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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORC
3526
Orchid Island Capital
ORC
$1.33B
– –
-10,135
Closed -$500K
OSK icon
3527
CALL
Oshkosh
OSK
$9.7B
– –
-34,400
Closed -$2.37M
OVV icon
3528
CALL
Ovintiv
OVV
$18.5B
– –
-3,400
Closed -$150K
OXM icon
3529
PUT
Oxford Industries
OXM
$540M
– –
-6,800
Closed -$425K
PAG icon
3530
Penske Automotive Group
PAG
$14.2B
– –
-18,149
Closed -$797K
PDFS icon
3531
PDF Solutions
PDFS
$1.93B
– –
-12,876
Closed -$212K
PFBC icon
3532
Preferred Bank
PFBC
$1.24B
– –
-4,153
Closed -$222K
PGEN icon
3533
PUT
Precigen
PGEN
$2.58B
– –
-50,000
Closed -$1.21M
PGRE
3534
DELISTED
Paramount Group
PGRE
– –
-88,718
Closed -$1.42M
PIPR icon
3535
CALL
Piper Sandler
PIPR
$5.3B
– –
-40,000
Closed -$600K
PKG icon
3536
Packaging Corp of America
PKG
$22.5B
– –
-45,063
Closed -$5.04M
PKOH icon
3537
Park-Ohio Holdings
PKOH
$662M
– –
-6,770
Closed -$258K
PLAY icon
3538
CALL
Dave & Buster's
PLAY
$357M
– –
-4,500
Closed -$299K
POR icon
3539
Portland General Electric
POR
$5.83B
– –
-37,573
Closed -$1.72M
PPL
3540
PPL Corp
PPL
$25.9B
– –
-281,750
Closed -$10.9M
PRAA icon
3541
PRA Group
PRAA
$737M
– –
-5,998
Closed -$227K
PWR icon
3542
PUT
Quanta Services
PWR
$96.1B
– –
-28,600
Closed -$942K
RCL icon
3543
CALL
Royal Caribbean
RCL
$78.1B
– –
-42,400
Closed -$4.63M
RITM icon
3544
CALL
Rithm Capital
RITM
$5.69B
– –
-40,000
Closed -$622K
RMD icon
3545
ResMed
RMD
$33.4B
– –
-3,626
Closed -$282K
RPD icon
3546
Rapid7
RPD
$799M
– –
-268,431
Closed -$4.52M
SA
3547
Seabridge Gold
SA
$3.25B
– –
-12,360
Closed -$133K
SAGE
3548
DELISTED
Sage Therapeutics
SAGE
– –
-64,597
Closed -$5.07M
SBSI icon
3549
Southside Bancshares
SBSI
$956M
– –
-5,962
Closed -$208K
SCHW
3550
Charles Schwab
SCHW
$194B
– –
-56,586
Closed -$2.35M
140 141
142
143 144

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.