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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$67.2B
AUM Growth
-$732M
Cap. Flow
-$4.09B
Cap. Flow %
-6.1%
Top 10 Hldgs %
8.84%
Holding
4,165
New
463
Increased
1,438
Reduced
1,417
Closed
409

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$483M
2
BIIB icon
Biogen
BIIB
+$429M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$397M
4
LNKD
LinkedIn Corporation
LNKD
+$247M
5
UNP icon
Union Pacific
UNP
+$242M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$632M
2
MPC icon
Marathon Petroleum
MPC
+$474M
3
META icon
Meta Platforms (Facebook)
META
+$469M
4
DD icon
DuPont de Nemours
DD
+$444M
5
PSX icon
Phillips 66
PSX
+$444M

Sector Composition

Rank Sector Weight
1 Healthcare 12.61%
2 Technology 9.11%
3 Communication Services 9.07%
4 Energy 8.1%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPCN icon
3526
Lipocine
LPCN
$17M
$202K ﹤0.01%
+921
New +$193K
TRIB
3527
Trinity Biotech
TRIB
$8.4M
$202K ﹤0.01%
114
-154
-57% -$273K
MAA icon
3528
Mid-America Apartment Communities
MAA
$15.4B
$201K ﹤0.01%
+2,209
New +$192K
KCLI
3529
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$201K ﹤0.01%
+5,259
New +$251K
TTM
3530
DELISTED
Tata Motors Limited
TTM
$200K ﹤0.01%
6,797
-232,166
-97% -$6.74M
AMPE
3531
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$199K ﹤0.01%
190
-12
-6% -$11.9K
OSIR
3532
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$199K ﹤0.01%
19,156
-50,339
-72% -$683K
OSUR icon
3533
OraSure Technologies
OSUR
$263M
$197K ﹤0.01%
30,640
+16,682
+120% +$95.3K
QUIK icon
3534
QuickLogic
QUIK
$206M
$197K ﹤0.01%
12,434
+2,067
+20% +$39.6K
LOCO icon
3535
El Pollo Loco
LOCO
$484M
$196K ﹤0.01%
+15,529
New +$185K
OCSL icon
3536
Oaktree Specialty Lending
OCSL
$1.16B
$196K ﹤0.01%
+10,214
New +$189K
BTU
3537
PUT
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$194K ﹤0.01%
+25,286
New +$364K
RJET
3538
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$194K ﹤0.01%
49,374
+23,374
+90% +$116K
HBIO icon
3539
Harvard Bioscience
HBIO
$34.4M
$192K ﹤0.01%
5,541
+4,159
+301% +$142K
XONE
3540
DELISTED
The ExOne Company
XONE
$191K ﹤0.01%
19,030
+3,148
+20% +$30.4K
STRP
3541
DELISTED
Straight Path Communications Inc.
STRP
$188K ﹤0.01%
+10,981
New +$259K
ASCMA
3542
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$187K ﹤0.01%
11,156
-17,418
-61% -$374K
LTS
3543
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$186K ﹤0.01%
+67,551
New +$187K
FMER
3544
DELISTED
FIRSTMERIT CORP
FMER
$186K ﹤0.01%
10,000
-22,740
-69% -$433K
KBH icon
3545
PUT
KB Home
KBH
$3.41B
$185K ﹤0.01%
15,000
-121,600
-89% -$1.64M
MRTN icon
3546
Marten Transport
MRTN
$1.2B
$184K ﹤0.01%
26,020
-4,178
-14% -$28.6K
TLRA
3547
DELISTED
Telaria, Inc.
TLRA
$183K ﹤0.01%
88,742
+300
+0.3% +$588
ARWR icon
3548
Arrowhead Research
ARWR
$12.3B
$182K ﹤0.01%
29,581
-26,455
-47% -$150K
RUN icon
3549
Sunrun
RUN
$2.15B
$182K ﹤0.01%
15,461
-49,499
-76% -$451K
DNR
3550
PUT
DELISTED
Denbury Resources, Inc.
DNR
$182K ﹤0.01%
90,000
-50,000
-36% -$161K
140 141
142
143 144

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David Shaw's Q4 2015 Portfolio in Review

As of Q4 2015, David Shaw held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 11% a quarter earlier, followed by Technology and Communication Services.

Against the trend, David Shaw opened a new position in Alphabet (Google) Class A worth $417M.

  • David Shaw's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
  • David Shaw added most to Apple in Q4 2015, an estimated $483M increase.
  • David Shaw's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
  • David Shaw fully exited Altera Corp in Q4 2015, selling an estimated $236M.
  • David Shaw's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
  • David Shaw opened 463 new positions and closed 409 in Q4 2015.
  • David Shaw's portfolio value fell 1.1% quarter-over-quarter to $67.2B.

Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.