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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHTC icon
3501
Natural Health Trends
NHTC
$15M
$188K ﹤0.01%
33,281
-37,279
-53% -$213K
RUBY
3502
DELISTED
Rubius Therapeutics, Inc
RUBY
$187K ﹤0.01%
37,349
+19,958
+115% +$106K
FHN icon
3503
First Horizon
FHN
$11.6B
$186K ﹤0.01%
19,753
-349,632
-95% -$3.29M
RGS icon
3504
Regis Corp
RGS
$67M
$186K ﹤0.01%
1,517
-3,741
-71% -$564K
BGB
3505
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$183K ﹤0.01%
15,000
– –
PAGP icon
3506
PUT
Plains GP Holdings
PAGP
$5.4B
$183K ﹤0.01%
30,000
-128,000
-81% -$981K
ARC
3507
DELISTED
ARC Document Solutions, Inc.
ARC
$181K ﹤0.01%
201,544
-65,288
-24% -$69K
BRKL
3508
DELISTED
Brookline Bancorp
BRKL
$178K ﹤0.01%
20,561
-23,418
-53% -$223K
CVI icon
3509
CVR Energy
CVI
$3.82B
$178K ﹤0.01%
+14,386
New +$244K
TALKW
3510
DELISTED
Talkspace Inc Warrant
TALKW
$177K ﹤0.01%
+150,000
New +$142K
ISD
3511
PGIM High Yield Bond Fund
ISD
$408M
$173K ﹤0.01%
12,500
– –
HIO
3512
Western Asset High Income Opportunity Fund
HIO
$331M
$172K ﹤0.01%
35,000
– –
AGNC icon
3513
CALL
AGNC Investment
AGNC
$13B
$170K ﹤0.01%
12,200
-17,200
-59% -$237K
ISEE
3514
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$169K ﹤0.01%
30,020
-278,782
-90% -$1.33M
FET icon
3515
Forum Energy Technologies
FET
$855M
$168K ﹤0.01%
15,327
-3,811
-20% -$38.3K
GHY
3516
PGIM Global High Yield Fund
GHY
$472M
$166K ﹤0.01%
12,500
– –
PKOH icon
3517
Park-Ohio Holdings
PKOH
$649M
$166K ﹤0.01%
10,347
-3,498
-25% -$55.8K
HOLI
3518
PUT
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$166K ﹤0.01%
15,000
– –
FNHC
3519
DELISTED
FedNat Holding Company Common Stock
FNHC
$165K ﹤0.01%
26,094
+6,344
+32% +$57.4K
CUBI icon
3520
Customers Bancorp
CUBI
$2.67B
$164K ﹤0.01%
14,686
-6,098
-29% -$72.4K
NGS icon
3521
Natural Gas Services Group
NGS
$448M
$164K ﹤0.01%
19,354
-45,672
-70% -$346K
OVV icon
3522
Ovintiv
OVV
$18.2B
$164K ﹤0.01%
+20,143
New +$208K
TH icon
3523
Target Hospitality
TH
$1.78B
$162K ﹤0.01%
132,456
+17,505
+15% +$25.1K
AGRX
3524
DELISTED
Agile Therapeutics
AGRX
$162K ﹤0.01%
+27
New +$155K
MFA
3525
PUT
MFA Financial
MFA
$904M
$161K ﹤0.01%
+15,000
New +$161K
139 140
141
142 143

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.