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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMYT icon
3501
MakeMyTrip
MMYT
$5.69B
– –
-42,496
Closed -$1.43M
MNRO icon
3502
Monro
MNRO
$392M
– –
-64,715
Closed -$2.7M
MO icon
3503
PUT
Altria Group
MO
$110B
– –
-3,000
Closed -$223K
MOMO
3504
Hello Group
MOMO
$850M
– –
-26,445
Closed -$977K
MRCY icon
3505
CALL
Mercury Systems
MRCY
$5.49B
– –
-22,900
Closed -$964K
MRCY icon
3506
PUT
Mercury Systems
MRCY
$5.49B
– –
-6,100
Closed -$257K
MRK icon
3507
CALL
Merck
MRK
$376B
– –
-262,000
Closed -$16M
MS icon
3508
Morgan Stanley
MS
$336B
– –
-73,120
Closed -$3.39M
MSM icon
3509
CALL
MSC Industrial Direct
MSM
$6.69B
– –
-20,000
Closed -$1.72M
MSM icon
3510
PUT
MSC Industrial Direct
MSM
$6.69B
– –
-10,000
Closed -$860K
MTB icon
3511
PUT
M&T Bank
MTB
$34.7B
– –
-21,700
Closed -$3.51M
MTG icon
3512
MGIC Investment
MTG
$6.34B
– –
-81,878
Closed -$917K
MYGN icon
3513
CALL
Myriad Genetics
MYGN
$306M
– –
-32,400
Closed -$837K
MYGN icon
3514
PUT
Myriad Genetics
MYGN
$306M
– –
-19,600
Closed -$506K
NERV icon
3515
Minerva Neurosciences
NERV
$231M
– –
-5,616
Closed -$398K
NEU icon
3516
NewMarket
NEU
$8.62B
– –
-29,585
Closed -$13.6M
NOG icon
3517
Northern Oil and Gas
NOG
$2.91B
– –
-8,849
Closed -$124K
NVCR icon
3518
NovoCure
NVCR
$1.99B
– –
-30,589
Closed -$529K
NVMI
3519
Nova
NVMI
$12B
– –
-27,914
Closed -$617K
NYT icon
3520
New York Times
NYT
$10.6B
– –
-16,545
Closed -$293K
ODFL icon
3521
CALL
Old Dominion Freight Line
ODFL
$42.8B
– –
-119,700
Closed -$3.8M
ODFL icon
3522
PUT
Old Dominion Freight Line
ODFL
$42.8B
– –
-26,700
Closed -$848K
OEC icon
3523
Orion
OEC
$346M
– –
-57,027
Closed -$1.14M
OKE icon
3524
Oneok
OKE
$58.8B
– –
-84,340
Closed -$4.56M
ONB icon
3525
Old National Bancorp
ONB
$9.87B
– –
-15,028
Closed -$259K
139 140
141
142 143

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.