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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
3501
PUT
LyondellBasell Industries
LYB
$21.8B
– –
-30,000
Closed -$2.42M
MBOT icon
3502
Microbot Medical
MBOT
$101M
– –
-1,969
Closed -$362K
MCHP icon
3503
Microchip Technology
MCHP
$41.3B
– –
-102,458
Closed -$3.22M
MIDD icon
3504
CALL
Middleby
MIDD
$5.22B
– –
-30,600
Closed -$3.78M
MITT
3505
TPG Mortgage Investment Trust
MITT
$213M
– –
-5,144
Closed -$243K
MLM icon
3506
Martin Marietta Materials
MLM
$32.1B
– –
-34,816
Closed -$7.15M
MMM icon
3507
PUT
3M
MMM
$92.3B
– –
-8,611
Closed -$1.27M
MOMO
3508
CALL
Hello Group
MOMO
$850M
– –
-40,000
Closed -$900K
MOMO
3509
Hello Group
MOMO
$850M
– –
-94,822
Closed -$2.09M
MOS icon
3510
The Mosaic Company
MOS
$7.76B
– –
-58,309
Closed -$1.56M
MPAA icon
3511
Motorcar Parts of America
MPAA
$226M
– –
-8,686
Closed -$250K
MTDR icon
3512
Matador Resources
MTDR
$7.22B
– –
-14,370
Closed -$350K
MUB icon
3513
iShares National Muni Bond ETF
MUB
$45.6B
– –
-57,200
Closed -$6.45M
MUR icon
3514
Murphy Oil
MUR
$5.36B
– –
-185,513
Closed -$5.64M
MUR icon
3515
PUT
Murphy Oil
MUR
$5.36B
– –
-30,000
Closed -$912K
MWA icon
3516
Mueller Water Products
MWA
$3.89B
– –
-58,422
Closed -$733K
NFBK
3517
DELISTED
Northfield Bancorp
NFBK
– –
-10,443
Closed -$168K
NFG icon
3518
National Fuel Gas
NFG
$7.84B
– –
-3,857
Closed -$209K
NG icon
3519
NovaGold Resources
NG
$3.83B
– –
-71,308
Closed -$399K
NGVT icon
3520
Ingevity
NGVT
$2.42B
– –
-8,306
Closed -$383K
NTAP icon
3521
NetApp
NTAP
$37.7B
– –
-330,998
Closed -$11.6M
NTNX icon
3522
Nutanix
NTNX
$18.3B
– –
-67,214
Closed -$2.49M
NVR icon
3523
NVR
NVR
$16.9B
– –
-133
Closed -$218K
NWL icon
3524
Newell Brands
NWL
$2.59B
– –
-900,360
Closed -$47.4M
NXRT
3525
NexPoint Residential Trust
NXRT
$626M
– –
-18,563
Closed -$365K
139 140
141
142 143

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.