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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHMA
3476
DELISTED
Chiasma, Inc. Common Stock
CHMA
$384K ﹤0.01%
+77,386
New +$403K
FLR icon
3477
CALL
Fluor
FLR
$6.86B
$383K ﹤0.01%
+20,300
New +$369K
GSHD icon
3478
Goosehead Insurance
GSHD
$2.57B
$383K ﹤0.01%
9,037
-76,154
-89% -$3.37M
APPN icon
3479
CALL
Appian
APPN
$2.79B
$382K ﹤0.01%
+10,000
New +$431K
STC icon
3480
Stewart Information Services
STC
$2.09B
$382K ﹤0.01%
9,373
-25,626
-73% -$1.05M
LVS icon
3481
CALL
Las Vegas Sands
LVS
$30.5B
$380K ﹤0.01%
+5,500
New +$343K
CMRE icon
3482
Costamare
CMRE
$1.87B
$379K ﹤0.01%
+39,756
New +$317K
CAKE icon
3483
Cheesecake Factory
CAKE
$5.61B
$378K ﹤0.01%
9,737
-212,749
-96% -$8.77M
NKTR icon
3484
PUT
Nektar Therapeutics
NKTR
$2.57B
$378K ﹤0.01%
1,167
– –
ARC
3485
DELISTED
ARC Document Solutions, Inc.
ARC
$378K ﹤0.01%
272,093
-1,826
-0.7% -$2.38K
WNS
3486
DELISTED
WNS Holdings
WNS
$376K ﹤0.01%
+5,683
New +$354K
ADP icon
3487
PUT
Automatic Data Processing
ADP
$112B
$375K ﹤0.01%
2,200
– –
SND icon
3488
Smart Sand
SND
$200M
$374K ﹤0.01%
148,245
+23,778
+19% +$58.8K
TRTN
3489
DELISTED
Triton International Limited
TRTN
$374K ﹤0.01%
9,304
-39,177
-81% -$1.45M
CNCE
3490
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$373K ﹤0.01%
40,431
+354
+0.9% +$2.51K
NWN icon
3491
Northwest Natural Holdings
NWN
$2.12B
$372K ﹤0.01%
5,041
-332
-6% -$22.9K
VG
3492
PUT
DELISTED
Vonage Holdings Corporation
VG
$371K ﹤0.01%
+50,000
New +$432K
RJET
3493
Republic Airways Holdings
RJET
$874M
$370K ﹤0.01%
2,765
+87
+3% +$10K
BRG
3494
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$370K ﹤0.01%
30,676
-814
-3% -$9.7K
NNBR icon
3495
NN Inc
NNBR
$300M
$369K ﹤0.01%
+39,903
New +$320K
CVET
3496
DELISTED
Covetrus, Inc. Common Stock
CVET
$367K ﹤0.01%
27,801
-22,119
-44% -$268K
DQ
3497
Daqo New Energy
DQ
$964M
$366K ﹤0.01%
35,735
+13,735
+62% +$117K
PII icon
3498
PUT
Polaris
PII
$3.63B
$366K ﹤0.01%
3,600
– –
GME icon
3499
PUT
GameStop
GME
$8.07B
$365K ﹤0.01%
240,000
– –
CBUS icon
3500
Cibus
CBUS
$131M
$363K ﹤0.01%
+1,035
New +$260K
138 139
140
141 142

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.