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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDT icon
3476
PUT
IDT Corp
IDT
$1.69B
– –
-59,100
Closed -$719K
INCY icon
3477
Incyte
INCY
$25.9B
– –
-3,396
Closed -$430K
IVR icon
3478
CALL
Invesco Mortgage Capital
IVR
$809M
– –
-5,000
Closed -$836K
IVZ icon
3479
Invesco
IVZ
$14.1B
– –
-52,646
Closed -$1.85M
JCI icon
3480
Johnson Controls International
JCI
$86.7B
– –
-65,307
Closed -$2.83M
KB icon
3481
KB Financial Group
KB
$41.4B
– –
-6,779
Closed -$342K
KEP icon
3482
Korea Electric Power
KEP
$14.5B
– –
-66,015
Closed -$1.19M
KODK icon
3483
Kodak
KODK
$963M
– –
-27,732
Closed -$230K
KWR icon
3484
PUT
Quaker Houghton
KWR
$2.81B
– –
-10,000
Closed -$1.45M
L icon
3485
Loews
L
$22.5B
– –
-11,255
Closed -$527K
LAMR icon
3486
CALL
Lamar Advertising Co
LAMR
$15.3B
– –
-10,000
Closed -$736K
LEG icon
3487
Leggett & Platt
LEG
$1.29B
– –
-63,872
Closed -$3.35M
LGND icon
3488
PUT
Ligand Pharmaceuticals
LGND
$5.71B
– –
-4,488
Closed -$340K
LNC icon
3489
CALL
Lincoln National
LNC
$8.07B
– –
-93,600
Closed -$6.33M
LNC icon
3490
PUT
Lincoln National
LNC
$8.07B
– –
-3,800
Closed -$257K
LNTH icon
3491
Lantheus
LNTH
$6.53B
– –
-82,964
Closed -$1.46M
LNW
3492
DELISTED
Light & Wonder
LNW
– –
-9,201
Closed -$321K
LOPE icon
3493
CALL
Grand Canyon Education
LOPE
$3.84B
– –
-12,800
Closed -$1M
LSTR icon
3494
PUT
Landstar System
LSTR
$6.33B
– –
-9,200
Closed -$788K
LUV icon
3495
CALL
Southwest Airlines
LUV
$19.8B
– –
-35,000
Closed -$2.17M
LXP icon
3496
LXP Industrial Trust
LXP
$3.59B
– –
-5,485
Closed -$272K
MC icon
3497
CALL
Moelis & Co
MC
$5.06B
– –
-20,000
Closed -$777K
MEI icon
3498
Methode Electronics
MEI
$507M
– –
-15,722
Closed -$648K
MET icon
3499
PUT
MetLife
MET
$60B
– –
-158,651
Closed -$7.77M
MKL icon
3500
Markel Group
MKL
$22.2B
– –
-300
Closed -$310K
138 139
140
141 142

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.