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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
3476
CALL
H&R Block
HRB
$6.62B
– –
-69,700
Closed -$1.61M
HRB icon
3477
PUT
H&R Block
HRB
$6.62B
– –
-29,300
Closed -$678K
HRTG icon
3478
Heritage Insurance Holdings
HRTG
$1.01B
– –
-22,669
Closed -$327K
HSBC icon
3479
CALL
HSBC
HSBC
$357B
– –
-15,498
Closed -$527K
HST icon
3480
Host Hotels & Resorts
HST
$15.9B
– –
-37,895
Closed -$591K
BRSL
3481
CALL
Brightstar Lottery PLC
BRSL
$2.21B
– –
-50,000
Closed -$1.22M
IIIN icon
3482
Insteel Industries
IIIN
$599M
– –
-35,287
Closed -$1.28M
ILMN icon
3483
Illumina
ILMN
$33.1B
– –
-48,599
Closed -$6.55M
IPAR icon
3484
Interparfums
IPAR
$3.7B
– –
-7,758
Closed -$250K
ITRI icon
3485
Itron
ITRI
$4.38B
– –
-3,776
Closed -$211K
JACK icon
3486
Jack in the Box
JACK
$331M
– –
-71,777
Closed -$6.89M
JD icon
3487
CALL
JD.com
JD
$39.7B
– –
-77,400
Closed -$2.02M
JJSF icon
3488
J&J Snack Foods
JJSF
$1.64B
– –
-3,933
Closed -$468K
JKS
3489
JinkoSolar
JKS
$834M
– –
-26,607
Closed -$408K
JNK icon
3490
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.74B
– –
-50,000
Closed -$5.51M
KMX icon
3491
CarMax
KMX
$8.82B
– –
-6,379
Closed -$340K
LAD icon
3492
CALL
Lithia Motors
LAD
$8.15B
– –
-34,100
Closed -$3.26M
LCII icon
3493
CALL
LCI Industries
LCII
$2.48B
– –
-10,000
Closed -$980K
LE icon
3494
CALL
Lands' End
LE
$375M
– –
-52,300
Closed -$758K
LE icon
3495
PUT
Lands' End
LE
$375M
– –
-90,000
Closed -$1.3M
LEA icon
3496
Lear
LEA
$8.56B
– –
-3,690
Closed -$464K
LECO icon
3497
Lincoln Electric
LECO
$15.4B
– –
-124,425
Closed -$8.91M
LLY icon
3498
CALL
Eli Lilly
LLY
$1.12T
– –
-175,100
Closed -$14.1M
LMAT icon
3499
LeMaitre Vascular
LMAT
$1.87B
– –
-30,808
Closed -$611K
LUV icon
3500
Southwest Airlines
LUV
$19.8B
– –
-1,108,786
Closed -$49.7M
138 139
140
141 142

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.